Public ownership evidence

Innovator Defined Wealth Shield ETF (BALT) Ownership Disclosures

Read BALT insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Innovator Defined Wealth Shield ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
ATX Financial Planning, LLC
Report period
2026-06-30
Available
2026-08-21
Reported shares
349,729
Value (USD)
$11,985,213
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0002111013-26-000003
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read BALT fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read BALT fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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ATX Financial Planning, LLC2026-06-302026-08-21349,729$11,985,213None
Forefront Wealth Partners, LLC2026-06-302026-08-219,439$323,475None
Kingsview Wealth Management, LLC2026-06-302026-08-201,385,648$47,486,157None
Archer Investment Corp2026-06-302026-08-20328,877$11,270,624None
Beacon Pointe Advisors, LLC2026-06-302026-08-19119,446$4,093,415None
Triton Financial Group Inc2026-06-302026-08-18105,274$3,607,740None
Caitlin John, LLC2026-06-302026-08-181,849$63,365None
Equitable Holdings, Inc.2026-06-302026-08-18154,010$5,277,923None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-18620,618$21,269,000None
GTS FINANCIAL, LLC2026-06-302026-08-1522,119$709,578None
Sequent Planning LLC2026-06-302026-08-1522,306$764,427None
Glen Eagle Advisors, LLC2026-06-302026-08-15474,726$16,268,860None
Modern Wealth Management, LLC2026-06-302026-08-159,224$316,106None
Vantage Point Financial LLC2026-06-302026-08-1524,672$845,509None
Mutual Advisors, LLC2026-06-302026-08-15297,538$10,196,625None
Advyzon Investment Management, LLC2026-06-302026-08-151,253$42,940None
Advyzon Investment Management, LLC2026-06-302026-08-1518,638$638,724None
COFG Advisors, LLC2026-06-302026-08-1511,517$394,688None
Ameritas Advisory Services, LLC2026-06-302026-08-1517,423$597,086None
SYON CAPITAL LLC2026-06-302026-08-1517,074$585,126None
Foundations Investment Advisors, LLC2026-06-302026-08-151,382,990$47,395,075None
JT Stratford LLC2026-06-302026-08-1552,113$1,785,913None
OSAIC HOLDINGS, INC.2026-06-302026-08-1588,594$3,036,116None
OSAIC HOLDINGS, INC.2026-06-302026-08-15484,644$16,608,765None
OSAIC HOLDINGS, INC.2026-06-302026-08-1564,507$2,210,655None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,075,392$71,122,784None
Betterment LLC2026-06-302026-08-1520,577$705,000None
Orion Porfolio Solutions, LLC2026-06-302026-08-15380,663$13,045,321None
Gallagher Fiduciary Advisors, LLC2026-06-302026-08-1550,526$1,731,519None
GUARDIAN WEALTH ADVISORS, LLC / NC2026-06-302026-08-1598,390$3,371,825None
Ausdal Financial Partners, Inc.2026-06-302026-08-15274,729$9,414,963None
Ausdal Financial Partners, Inc.2026-06-302026-08-154,071$139,522None
Apriem Advisors2026-06-302026-08-1514,617$500,925None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-15165,391$5,667,942None
ROYAL BANK OF CANADA2026-06-302026-08-15194$7,000None
Larson Financial Group LLC2026-06-302026-08-15136$4,661None
IHT Wealth Management, LLC2026-06-302026-08-1521,824$747,908None
World Investment Advisors2026-06-302026-08-15334,371$11,325,850None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-151,961,559$67,222,613None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15796,464$27,294,821None
WELLS FARGO & COMPANY/MN2026-06-302026-08-154,700$161,069None
Ankerstar Wealth, LLC2026-06-302026-08-14272,566$9,340,837None
Legacy Wealth Managment, LLC/ID2026-06-302026-08-148,385$287,354None
Pine Harbor Wealth Management, LLC2026-06-302026-08-1417,918$614,059None
Visionary Wealth Advisors2026-06-302026-08-14552,027$18,917,966None
Sanctuary Advisors, LLC2026-06-302026-08-1411,613$397,980None
Quantinno Capital Management LP2026-06-302026-08-1412,171$417,100None
CreativeOne Wealth, LLC2026-06-302026-08-14302,452$10,365,030None
Rockefeller Capital Management L.P.2026-06-302026-08-14157,663$5,403,111None
D.B. Root & Company, LLC2026-06-302026-08-1412,909$442,391None

90-day public filing window, up to 50 source positions.

ATX Financial Planning, LLC ↗Forefront Wealth Partners, LLC ↗Kingsview Wealth Management, LLC ↗Archer Investment Corp ↗Beacon Pointe Advisors, LLC ↗Triton Financial Group Inc ↗Caitlin John, LLC ↗Equitable Holdings, Inc. ↗CENTAURUS FINANCIAL, INC. ↗GTS FINANCIAL, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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