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Public ownership evidence

Axos Financial, Inc. Common Stock (AX) Ownership Disclosures

Read AX insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

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2026-09-162026-09-15THIELE CANDACE LA1,079Not reported

First displayed source row from Recent Form 4 activity. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-09-15 and its public availability date is 2026-09-16. Subtracting those calendar dates gives 1 day of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code A: a award. An award is an acquisition but is not an open-market purchase. A purchase-following rule must not count it as code P.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC 0002046152-26-000006 ↗SEC 0001636371-26-000008 ↗SEC 0001777926-26-000006 ↗

Recent Form 4 activity

Inspect all 12 displayed rows: Recent Form 4 activity

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2026-09-162026-09-15THIELE CANDACE LA1,079Not reported
2026-09-162026-09-15Walsh DerrickA3,076Not reported
2026-09-162026-09-15Tolla John CharlesA2,968Not reported
2026-09-162026-09-15Watson Michael JamesA1,900Not reported
2026-09-162026-09-15MATSUMOTO RAYMOND DA2,698Not reported
2026-09-162026-09-15GILL ANNA1,295Not reported
2026-09-162026-09-15Bar-Adon EshelA3,076Not reported
2026-09-162026-09-15Constantine Thomas MA2,806Not reported
2026-09-162026-09-15Swanson Brian DA2,968Not reported
2026-09-162026-02-17Nick MosichS1,275Not reported
2026-09-052026-09-03Garrabrants GregoryA61,482Not reported
2026-08-082026-08-05Santi Roque AS500Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

Inspect all 50 displayed rows: Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Arbor Wealth Management LLC\AZ2025-12-312026-09-01161$13,872None
B. Riley Wealth Advisors, Inc.2025-03-312026-08-2943,928$2,834,235None
Corient Private Wealth LP2026-06-302026-08-2818,403$1,792,269None
Advisors Asset Management, Inc.2024-03-312026-08-27901$48,690None
Advisors Asset Management, Inc.2025-03-312026-08-272,068$133,427None
Advisors Asset Management, Inc.2025-09-302026-08-271,346$113,939None
Advisors Asset Management, Inc.2023-12-312026-08-27405$22,113None
VIRGINIA RETIREMENT SYSTEMS ET Al2026-03-312026-08-2635,355$3,008,357None
VIRGINIA RETIREMENT SYSTEMS ET Al2026-06-302026-08-2613,155$1,281,165None
Advisors Asset Management, Inc.2025-06-302026-08-251,536$116,797None
First Eagle Investment Management, LLC2026-06-302026-08-25213,272$20,770,560None
First Eagle Investment Management, LLC2026-06-302026-08-2540$3,896None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-2558,192$5,667,319None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-255,667,319$58,192,000None
Advisors Asset Management, Inc.2024-09-302026-08-221,961$123,308None
Advisors Asset Management, Inc.2024-06-302026-08-221,465$83,725None
Advisors Asset Management, Inc.2024-12-312026-08-222,528$176,581None
Advisors Asset Management, Inc.2025-12-312026-08-221,062$91,502None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2013,375$1,302,558None
Ensign Peak Advisors, Inc2026-03-312026-08-194,497$382,650None
Ensign Peak Advisors, Inc2025-12-312026-08-194,497$387,462None
Ensign Peak Advisors, Inc2025-09-302026-08-1913,797$1,167,916None
Fulcrum Asset Management LLP2026-06-302026-08-19122$11,755None
Livforsakringsbolaget Skandia, Omsesidigt2026-06-302026-08-1944,700$4,353,333None
Corient Private Wealth LP2026-06-302026-08-1817,674$1,721,273None
Empowered Funds, LLC2026-06-302026-08-18212,750$20,719,723None
Empowered Funds, LLC2026-06-302026-08-1833,841$3,295,775None
Empowered Funds, LLC2026-06-302026-08-182,587$251,948None
Empowered Funds, LLC2026-06-302026-08-181,909$185,918None
Transamerica Financial Advisors, LLC2026-06-302026-08-181,206$117,452None
CAPSTONE INVESTMENT ADVISORS, LLC2026-06-302026-08-182,118$206,272None
Jefferies Financial Group Inc.2026-06-302026-08-182,187$212,992None
FORMULA GROWTH LTD2026-06-302026-08-1830,624$2,982,471None
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO2026-06-302026-08-18484$47,137None
Graham Capital Management, L.P.2026-06-302026-08-152,281$222,147None
SEI INVESTMENTS CO2026-06-302026-08-1513,122$1,278,080None
SEI INVESTMENTS CO2026-06-302026-08-1513,056$1,271,524None
Federation des caisses Desjardins du Quebec2026-06-302026-08-1532$3,116None
Federation des caisses Desjardins du Quebec2026-06-302026-08-15114$11,065None
Federation des caisses Desjardins du Quebec2026-06-302026-08-1515,490$1,508,571None
JPL Wealth Management, LLC2026-06-302026-08-1520$1,948None
Advisors Asset Management, Inc.2026-06-302026-08-15545$53,078None
Rafferty Asset Management, LLC2026-06-302026-08-1532,490$3,164,201None
Basecamp Wealth Advisors LLC2026-06-302026-08-15393$38,274None
Mutual Advisors, LLC2026-06-302026-08-154,598$447,799None
Militia Capital Partners, LP2025-12-312026-08-15100,000$8,616,000None
Militia Capital Partners, LP2025-09-302026-08-1588,000$7,449,200None
Militia Capital Partners, LP2025-06-302026-08-15129,000$9,809,160None
Militia Capital Partners, LP2025-03-312026-08-15111,000$7,161,720None
Militia Capital Partners, LP2024-12-312026-08-1512,000$838,200None

90-day public filing window, up to 50 source positions.

Arbor Wealth Management LLC\AZ ↗B. Riley Wealth Advisors, Inc. ↗Corient Private Wealth LP ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗VIRGINIA RETIREMENT SYSTEMS ET Al ↗VIRGINIA RETIREMENT SYSTEMS ET Al ↗Advisors Asset Management, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.