Explore more topics
Public ownership evidence

AllianzIM U.S. Equity Buffer15 Uncapped Aug ETF (AUGU) Ownership Disclosures

Read AUGU insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T02:54:47.600Z

Jump to a section

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Show the table · 0 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Show the table · 30 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

OSAIC HOLDINGS, INC.2026-06-302026-08-153,000$95,103None
OSAIC HOLDINGS, INC.2026-06-302026-08-15529$16,768None
OLD MISSION CAPITAL LLC2026-06-302026-08-1522,892$725,697None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1557,343$1,817,825None
BARCLAYS PLC2026-06-302026-08-15563$17,848None
UBS Group AG2026-06-302026-08-14659$20,891None
NBZ Investment Advisors LLC2026-06-302026-08-1472,314$2,292,419None
Regatta Research & Money Management2026-06-302026-08-135,927$187,892None
Regatta Research & Money Management2026-06-302026-08-131,975$62,610None
Regatta Research & Money Management2026-06-302026-08-13986$31,258None
Cetera Investment Advisers2026-06-302026-08-138,795$278,809None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-132,892$91,679None
JPMORGAN CHASE & CO2026-06-302026-08-1328,010$880,349None
Stratos Wealth Advisors, LLC2026-06-302026-08-1219,975$633,225None
Arax Advisory Partners2026-06-302026-08-1116,904$535,872None
Savant Capital, LLC2026-06-302026-08-1154,269$1,720,377None
Allianz SE2026-06-302026-08-11435,834$13,816,330None
Allianz SE2026-06-302026-08-1165,780$2,085,285None
Grantvest Financial Group LLC2026-06-302026-08-089,014$285,752None
AE Wealth Management LLC2026-06-302026-08-04188$5,960None
AE Wealth Management LLC2026-06-302026-08-046,865$217,627None
AE Wealth Management LLC2026-06-302026-08-04787$24,949None
AE Wealth Management LLC2026-06-302026-08-0461$1,934None
AE Wealth Management LLC2026-06-302026-08-04103,259$3,273,403None
AE Wealth Management LLC2026-06-302026-08-0419,617$621,877None
AE Wealth Management LLC2026-06-302026-08-042,296$72,785None
STEPHENS INC /AR/2026-06-302026-07-30116,802$3,702,729None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-3059,126$1,874,350None
VIMA LLC2026-06-302026-07-25366$11,603None
IFP Advisors, Inc2026-06-302026-07-21100$3,170None

90-day public filing window, up to 50 source positions.

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Show the table · 0 rows, 5 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.