Public ownership evidence

AltShares Merger Arbitrage ETF (ARB) Ownership Disclosures

Read ARB insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

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Step 1 of 3

Recent institutional filing receipts

AltShares Merger Arbitrage ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
OSAIC HOLDINGS, INC.
Report period
2026-06-30
Available
2026-08-15
Reported shares
342
Value (USD)
$10,134
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001677044-26-000006
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read ARB fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read ARB fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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OSAIC HOLDINGS, INC.2026-06-302026-08-15342$10,134None
OSAIC HOLDINGS, INC.2026-06-302026-08-1557,592$1,706,477None
Orion Porfolio Solutions, LLC2026-06-302026-08-15158,407$4,693,730None
GTS SECURITIES LLC2026-06-302026-08-1525,097$743,649None
Ancora Advisors LLC2026-06-302026-08-1510,200$198,015None
Prosperity Bancshares Inc2026-06-302026-08-153,031$89,811None
ROYAL BANK OF CANADA2026-06-302026-08-152,445$72,000None
ROYAL BANK OF CANADA2026-06-302026-08-153,335$99,000None
CITADEL ADVISORS LLC2026-06-302026-08-1553,912$1,597,456None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-153,177$94,137None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1526,944$798,372None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1545$1,333None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1519,811$587,000None
Silver Grove Financial Group, Inc.2026-06-302026-08-14176$5,215None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1473,196$2,168,797None
CAPTRUST FINANCIAL ADVISORS2026-06-302026-08-1431,742$940,541None
MORGAN STANLEY2026-06-302026-08-14311$9,215None
MORGAN STANLEY2026-06-302026-08-1419,811$587,016None
MORGAN STANLEY2026-06-302026-08-141$55None
Cetera Investment Advisers2026-06-302026-08-1359,386$1,759,662None
Advisory Services Network, LLC2026-06-302026-08-1363,586$1,884,104None
EP Wealth Advisors, LLC2026-06-302026-08-13395,135$11,708,165None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1376$2,252None
Allworth Financial LP2026-06-302026-08-123,815$113,027None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-123,657$108,360None
Diversify Advisory Services, LLC2026-06-302026-08-11129,033$3,823,004None
Arax Advisory Partners2026-06-302026-08-1126$770None
New York Life Investment Management LLC2026-06-302026-08-11492,634$14,597,140None
LPL Financial LLC2026-06-302026-08-0814,501$429,676None
HighTower Advisors, LLC2026-06-302026-08-06145,628$4,315,061None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-04260,941$7,731,882None
OPPENHEIMER & CO INC2026-06-302026-08-0436,955$1,095,006None
Collaborative Fund Advisors, LLC2026-06-302026-08-0175,953$2,250,548None
DIVERSIFY WEALTH MANAGEMENT, LLC2026-06-302026-07-31129,033$3,823,004None
ASSETMARK, INC2026-06-302026-07-3121,217$628,677None
PRIVATE TRUST CO NA2026-06-302026-07-291,194$35,379None
CANTOR FITZGERALD INVESTMENT ADVISORS L.P.2026-06-302026-07-25620,587$18,388,481None
Columbus Macro, LLC2026-06-302026-07-2336,671$1,086,596None
Legend Financial Advisors, Inc.2026-06-302026-07-21189,058$5,601,949None
True Wealth Design, LLC2026-06-302026-07-1754$1,601None
PFG Advisors2026-06-302026-07-1785,856$2,543,975None

90-day public filing window, up to 50 source positions.

OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗Orion Porfolio Solutions, LLC ↗GTS SECURITIES LLC ↗Ancora Advisors LLC ↗Prosperity Bancshares Inc ↗ROYAL BANK OF CANADA ↗ROYAL BANK OF CANADA ↗CITADEL ADVISORS LLC ↗RAYMOND JAMES FINANCIAL INC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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