Public ownership evidence

ActivePassive U.S. Equity ETF (APUE) Ownership Disclosures

Read APUE insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

ActivePassive U.S. Equity ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
336,114
Value (USD)
$11,421,172
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read APUE fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read APUE fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-29336,114$11,421,172None
RESOLUTE WEALTH ADVISOR, INC.2026-06-302026-08-2027,499$1,102,160None
RESOLUTE WEALTH ADVISOR, INC.2026-06-302026-08-20243,665$9,766,094None
Wellington Grp LLC2026-06-302026-08-151,675$67,134None
Modern Wealth Management, LLC2026-06-302026-08-158,938$412,936None
Ameritas Advisory Services, LLC2026-06-302026-08-152,371$109,540None
OSAIC HOLDINGS, INC.2026-06-302026-08-15404,246$18,676,693None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1511,362$524,924None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-155,517$254,885None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15215$9,933None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15106$4,897None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15115$5,313None
Financial Sense Advisors, Inc.2026-06-302026-08-1536,205$1,672,671None
BROWN ADVISORY INC2026-06-302026-08-154,846$223,885None
&PARTNERS2026-06-302026-08-15440,357$20,550,658None
ROYAL BANK OF CANADA2026-06-302026-08-153,029$140,000None
CITADEL ADVISORS LLC2026-06-302026-08-1542,012$1,940,954None
World Investment Advisors2026-06-302026-08-1589,234$3,804,457None
UBS Group AG2026-06-302026-08-14432$19,958None
Mariner, LLC2026-06-302026-08-1427,747$1,281,911None
RESOLUTE WEALTH ADVISOR, INC.2025-06-302026-08-1427,499$1,102,160None
RESOLUTE WEALTH ADVISOR, INC.2025-06-302026-08-14243,665$9,766,094None
MORGAN STANLEY2026-06-302026-08-1413,942$644,120None
MORGAN STANLEY2026-06-302026-08-148,148$376,438None
Integrated Wealth Concepts LLC2026-06-302026-08-13286$13,229None
Cetera Investment Advisers2026-06-302026-08-13485,560$22,432,889None
NewEdge Advisors, LLC2026-06-302026-08-1329,221$1,350,010None
JPMORGAN CHASE & CO2026-06-302026-08-1313,363$613,094None
Allworth Financial LP2026-06-302026-08-1211,499$531,254None
Diversify Advisory Services, LLC2026-06-302026-08-1120,243$924,371None
Sigma Planning Corp2026-06-302026-08-0822,118$1,021,854None
LPL Financial LLC2026-06-302026-08-082,063,015$95,311,293None
PNC Financial Services Group, Inc.2026-06-302026-08-082,370$109,494None
MML INVESTORS SERVICES, LLC2026-06-302026-08-08921,857$42,589,805None
Founders Financial Alliance, LLC2026-06-302026-08-0537,229$1,719,980None
PRINCIPAL FINANCIAL GROUP INC2026-06-302026-08-0515,037$694,709None
PRINCIPAL SECURITIES, INC.2026-06-302026-08-051,483,929$68,557,539None
FSA WEALTH PARTNERS, INC.2026-06-302026-08-0417,114$790,667None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0426,302,868$1,215,192,488None
MGO ONE SEVEN LLC2026-06-302026-08-015,045$233,079None
Signature Equity Partners, LLC2026-06-302026-07-3158$2,702None
DIVERSIFY WEALTH MANAGEMENT, LLC2026-06-302026-07-3120,243$924,371None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3138,034$1,757,000None
ASSETMARK, INC2026-06-302026-07-3117,723$818,803None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-3025,935$1,198,210None
Pioneer Family Office, LLC2026-06-302026-07-294,045$186,879None
Pinnacle Bancorp, Inc.2026-06-302026-07-296,001$277,246None
WEDBUSH SECURITIES INC2026-06-302026-07-2992,140$4,257,000None
TRUIST FINANCIAL CORP2026-06-302026-07-294,905$226,611None
Capital Asset Managemnet, LLC2026-06-302026-07-2514,064$649,761None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗RESOLUTE WEALTH ADVISOR, INC. ↗RESOLUTE WEALTH ADVISOR, INC. ↗Wellington Grp LLC ↗Modern Wealth Management, LLC ↗Ameritas Advisory Services, LLC ↗OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗FIDUCIARY FINANCIAL ADVISORS ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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