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Public ownership evidence

Ameriprise Financial, Inc. (AMP) Ownership Disclosures

Read AMP insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T23:32:50.005Z

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2026-08-132026-08-10Brockman Dawn M.S472Not reported

First displayed source row from Recent Form 4 activity. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-08-10 and its public availability date is 2026-08-13. Subtracting those calendar dates gives 3 days of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code S: a sale. A purchase-following rule excludes this sale even if the reported dollar amount is large.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC 0001937010-26-000012 ↗SEC 0001389812-26-000008 ↗SEC 0001335761-26-000013 ↗

Recent Form 4 activity

Inspect all 12 displayed rows: Recent Form 4 activity

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2026-08-132026-08-10Brockman Dawn M.S472Not reported
2026-08-112026-08-06McGraw Deirdre DaveyS2,400Not reported
2026-07-312026-07-28Berman Walter StanleyS422Not reported
2026-07-312026-07-28Berman Walter StanleyS10,590Not reported
2026-07-312026-07-28WILLIAMS CHRISTOPHER JA37.73Not reported
2026-07-312026-07-28CRACCHIOLO JAMES MS1,900Not reported
2026-07-312026-07-28CRACCHIOLO JAMES MS16,120Not reported
2026-07-302026-07-28Williams William JerrylS908Not reported
2026-07-302026-07-28Williams William JerrylS3,200Not reported
2026-07-302026-07-28Williams William JerrylS4,102Not reported
2026-07-302026-07-27Williams William JerrylS6Not reported
2026-07-302026-07-27Williams William JerrylS7,888Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

Inspect all 50 displayed rows: Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Cornerstone Financial Management LLC2026-06-302026-08-2920$9,175None
Cornerstone Financial Management LLC2026-03-312026-08-297$3,111None
Cornerstone Financial Management LLC2025-12-312026-08-296$2,942None
B. Riley Wealth Advisors, Inc.2025-03-312026-08-292,639$1,277,431None
OPTIMIZE FINANCIAL INC.2026-06-302026-08-281,021$468,394None
Advisors Asset Management, Inc.2021-12-312026-08-28200$60,332None
Advisors Asset Management, Inc.2020-06-302026-08-2822,519$3,378,751None
Advisors Asset Management, Inc.2021-09-302026-08-28200$53,000None
Corient Private Wealth LP2026-06-302026-08-2817,320$7,945,680None
Corient Private Wealth LP2026-06-302026-08-283,765$1,727,090None
Redwood Investment Management, LLC2024-12-312026-08-282,703$1,439,000None
Redwood Investment Management, LLC2025-03-312026-08-282,731$1,322,000None
Principia Wealth Advisory, LLC2026-06-302026-08-274$1,835None
Principia Wealth Advisory, LLC2026-03-312026-08-274$1,778None
Advisors Asset Management, Inc.2024-03-312026-08-271,585$694,927None
Advisors Asset Management, Inc.2025-03-312026-08-271,941$939,658None
Advisors Asset Management, Inc.2020-12-312026-08-2715,584$3,028,000None
Advisors Asset Management, Inc.2023-06-302026-08-27687$228,194None
Advisors Asset Management, Inc.2023-09-302026-08-27945$311,548None
Advisors Asset Management, Inc.2023-03-312026-08-27423$129,650None
Advisors Asset Management, Inc.2021-03-312026-08-2710,897$2,533,008None
Advisors Asset Management, Inc.2021-06-302026-08-278,438$2,100,000None
Advisors Asset Management, Inc.2020-09-302026-08-2720,564$3,169,118None
Advisors Asset Management, Inc.2025-09-302026-08-272,024$994,290None
Advisors Asset Management, Inc.2023-12-312026-08-271,220$463,393None
Dakota Wealth Management2025-09-302026-08-27637$312,927None
Dakota Wealth Management2025-12-312026-08-27717$351,575None
Dakota Wealth Management2026-03-312026-08-27710$315,525None
Redwood Investment Management, LLC2025-09-302026-08-272,441$1,199,000None
Redwood Investment Management, LLC2025-12-312026-08-272,241$1,099,000None
Advus Financial Partners, LLC2025-06-302026-08-26402$214,559None
Advus Financial Partners, LLC2024-12-312026-08-26402$214,037None
Advisors Asset Management, Inc.2019-12-312026-08-2627,613$4,599,774None
VIRGINIA RETIREMENT SYSTEMS ET Al2026-03-312026-08-261,560$693,264None
VIRGINIA RETIREMENT SYSTEMS ET Al2026-06-302026-08-262,500$1,146,900None
Advisors Asset Management, Inc.2025-06-302026-08-252,030$1,083,472None
CYBER HORNET ETFs LLC2026-06-302026-08-25248$113,772None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-25139,314$63,911,691None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-2563,911,691$139,314,000None
Advisors Asset Management, Inc.2024-09-302026-08-221,888$887,001None
Advisors Asset Management, Inc.2024-06-302026-08-221,700$726,223None
Advisors Asset Management, Inc.2024-12-312026-08-222,054$1,093,611None
Advisors Asset Management, Inc.2025-12-312026-08-222,252$1,104,246None
Advisors Asset Management, Inc.2020-03-312026-08-2225,486$2,611,805None
Assenagon Asset Management S.A.2026-06-302026-08-22191,496$87,850,705None
Harvest Fund Management Co., Ltd2026-06-302026-08-2165$30,000None
CLIFFORD SWAN INVESTMENT COUNSEL LLC2026-06-302026-08-21493$226,169None
Kingsview Wealth Management, LLC2026-06-302026-08-204,051$1,858,437None
Kingsview Wealth Management, LLC2026-06-302026-08-209,039$4,146,807None
STOCK YARDS BANK & TRUST CO2026-06-302026-08-20471$216,076None

90-day public filing window, up to 50 source positions.

Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗B. Riley Wealth Advisors, Inc. ↗OPTIMIZE FINANCIAL INC. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Corient Private Wealth LP ↗Corient Private Wealth LP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.