Public ownership evidence

Alger AI Enablers & Adopters ETF (ALAI) Ownership Disclosures

Read ALAI insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Alger AI Enablers & Adopters ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
NWM ADVISORS, LLC
Report period
2026-06-30
Available
2026-08-29
Reported shares
79,266
Value (USD)
$3,617,696
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0002098824-26-000005
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read ALAI fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read ALAI fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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NWM ADVISORS, LLC2026-06-302026-08-2979,266$3,617,696None
Kingsview Wealth Management, LLC2026-06-302026-08-2026,169$1,194,353None
Sankala Group LLC2026-06-302026-08-1920,879$935,268None
Equitable Holdings, Inc.2026-06-302026-08-1813,059$595,988None
Mutual Advisors, LLC2026-06-302026-08-1511,430$521,685None
Perennial Investment Advisors, LLC2026-06-302026-08-1510,108$461,318None
Western Wealth Management, LLC2026-06-302026-08-1516,937$772,990None
Western Wealth Management, LLC2026-06-302026-08-1510,245$467,600None
OSAIC HOLDINGS, INC.2026-06-302026-08-1532,301$1,474,147None
&PARTNERS2026-06-302026-08-1557,701$2,633,141None
National Philanthropic Trust2026-06-302026-08-1510,693$488,029None
FRED ALGER MANAGEMENT, LLC2026-06-302026-08-1528,104$1,282,667None
ROYAL BANK OF CANADA2026-06-302026-08-1550,636$2,311,000None
IHT Wealth Management, LLC2026-06-302026-08-158,063$367,985None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1588,629$4,045,028None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-157,709$351,839None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15277,962$12,686,186None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1548,202$2,199,939None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1572,000$3,286,080None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15231$10,543None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1514,952$682,409None
MPWM ADVISORY SOLUTIONS, LLC2026-06-302026-08-14200$9,128None
Sanctuary Advisors, LLC2026-06-302026-08-1447,494$2,167,637None
Snowden Capital Advisors LLC2026-06-302026-08-145,085$232,079None
Trek Financial, LLC2026-06-302026-08-147,226$329,795None
MORGAN STANLEY2026-06-302026-08-14222$10,132None
FMR LLC2026-06-302026-08-14408$18,619None
Sunrise Financial Services, LLC2026-06-302026-08-13117,333$5,355,078None
Integrated Wealth Concepts LLC2026-06-302026-08-1320,250$924,210None
Cetera Investment Advisers2026-06-302026-08-1312,925$589,897None
NewEdge Advisors, LLC2026-06-302026-08-1375,386$3,440,591None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13253$11,547None
STIFEL FINANCIAL CORP2026-06-302026-08-13135,742$6,195,260None
SMITH, MOORE & CO.2026-06-302026-08-1358,777$2,682,586None
US BANCORP \DE\2026-06-302026-08-13138$6,298None
MONECO ADVISORS, LLC2026-06-302026-08-1234,649$1,581,380None
Stratos Wealth Partners, LTD.2026-06-302026-08-1278,737$3,593,579None
THOROUGHBRED FINANCIAL SERVICES, LLC2026-06-302026-08-1225,829$1,134,000None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-1295$4,336None
Proactive Wealth Strategies LLC2026-06-302026-08-11113,128$5,163,164None
Arkadios Wealth Advisors2026-06-302026-08-11675,766$30,841,938None
Arkadios Wealth Advisors2026-06-302026-08-11664,105$30,309,752None
GREAT VALLEY ADVISOR GROUP, INC.2026-06-302026-08-11273,286$12,472,744None
NWM ADVISORS, LLC2026-06-302026-08-0879,266$3,617,696None
LPL Financial LLC2026-06-302026-08-081,061,213$48,433,739None
Western Pacific Wealth Management, LP2026-06-302026-08-0810,815$493,597None
WPG Advisers, LLC2026-06-302026-08-072,360$107,710None
WEALTH EFFECTS LLC2026-06-302026-08-079,701$442,748None
Prospect Financial Services LLC2026-06-302026-08-077,945$362,605None
Global Retirement Partners, LLC2026-06-302026-08-07500$22,820None

90-day public filing window, up to 50 source positions.

NWM ADVISORS, LLC ↗Kingsview Wealth Management, LLC ↗Sankala Group LLC ↗Equitable Holdings, Inc. ↗Mutual Advisors, LLC ↗Perennial Investment Advisors, LLC ↗Western Wealth Management, LLC ↗Western Wealth Management, LLC ↗OSAIC HOLDINGS, INC. ↗&PARTNERS ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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