Public ownership evidence

Adaptive Alpha Opportunities ETF (AGOX) Ownership Disclosures

Read AGOX insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Adaptive Alpha Opportunities ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
CENTAURUS FINANCIAL, INC.
Report period
2026-06-30
Available
2026-08-18
Reported shares
10,507
Value (USD)
$364,000
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0000891943-26-000010
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read AGOX fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read AGOX fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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CENTAURUS FINANCIAL, INC.2026-06-302026-08-1810,507$364,000None
Ameritas Advisory Services, LLC2026-06-302026-08-151,496,765$51,877,858None
NFSG Corp2026-06-302026-08-157,406$256,692None
OSAIC HOLDINGS, INC.2026-06-302026-08-15572$19,820None
OSAIC HOLDINGS, INC.2026-06-302026-08-15218,722$7,580,938None
Heritage Wealth Advisors2026-06-302026-08-153,216$111,467None
OLD MISSION CAPITAL LLC2026-06-302026-08-158,911$308,855None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1558,735$2,035,755None
Ausdal Financial Partners, Inc.2026-06-302026-08-156,107$211,669None
ROYAL BANK OF CANADA2026-06-302026-08-15954,702$33,090,000None
TWO SIGMA SECURITIES, LLC2026-06-302026-08-158,264$286,430None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1558,256$2,019,153None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15114$3,951None
Steward Partners Investment Advisory, LLC2026-06-302026-08-143,582$124,152None
UBS Group AG2026-06-302026-08-14301,095$10,435,953None
CAPTRUST FINANCIAL ADVISORS2026-06-302026-08-1415,245$528,398None
MORGAN STANLEY2026-06-302026-08-141,062$36,809None
MORGAN STANLEY2026-06-302026-08-141$49None
Integrated Wealth Concepts LLC2026-06-302026-08-136,495$225,150None
Cetera Investment Advisers2026-06-302026-08-13427,633$14,821,754None
NewEdge Advisors, LLC2026-06-302026-08-1359,081$2,047,723None
Summit Financial, LLC2026-06-302026-08-137,188$249,143None
JPMORGAN CHASE & CO2026-06-302026-08-1321,212$735,422None
Goldstone Financial Group, LLC2026-06-302026-08-1229,492$1,022,193None
Stratos Wealth Partners, LTD.2026-06-302026-08-12278,915$9,667,195None
Allworth Financial LP2026-06-302026-08-1248$1,664None
THOROUGHBRED FINANCIAL SERVICES, LLC2026-06-302026-08-128,157$282,000None
Empirical Asset Management, LLC2026-06-302026-08-1145,419$1,574,215None
BlackRock, Inc.2026-06-302026-08-08807$27,971None
LPL Financial LLC2026-06-302026-08-08480,786$16,664,052None
Global Retirement Partners, LLC2026-06-302026-08-07112,278$3,891,544None
Janney Montgomery Scott LLC2026-06-302026-08-0610,203$354,000None
Prime Capital Investment Advisors, LLC2026-06-302026-08-0622,832$791,340None
FIFTH THIRD BANCORP2026-06-302026-08-061,032$35,758None
PRINCIPAL SECURITIES, INC.2026-06-302026-08-057,551$261,718None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-04401,022$13,899,409None
INTEGRITY ALLIANCE, LLC.2026-06-302026-08-0160,735$2,105,087None
ASSETMARK, INC2026-06-302026-07-31235$8,145None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-30174,161$6,036,420None
WealthPlan Investment Management, LLC2026-06-302026-07-29142,779$4,948,710None
WealthPlan Investment Management, LLC2026-06-302026-07-29300$10,398None
Kestra Advisory Services, LLC2026-06-302026-07-2910,265$355,786None
KESTRA PRIVATE WEALTH SERVICES, LLC2026-06-302026-07-29698,812$24,220,808None
WealthPLAN Partners, LLC2026-06-302026-07-2984,406$2,925,527None
Atria Investments, Inc2026-06-302026-07-2912,345$427,880None
PARTNERS WEALTH MANAGEMENT, LLC2026-06-302026-07-22221,209$7,667,111None
Berman McAleer LLC2026-06-302026-07-172,226,581$77,173,306None
FIRETHORN WEALTH PARTNERS, LLC2026-06-302026-07-1651,768$1,794,289None
Security National Bank2026-06-302026-07-1668$2,357None
Octavia Wealth Advisors, LLC2026-06-302026-07-15271,431$9,407,796None

90-day public filing window, up to 50 source positions.

CENTAURUS FINANCIAL, INC. ↗Ameritas Advisory Services, LLC ↗NFSG Corp ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗Heritage Wealth Advisors ↗OLD MISSION CAPITAL LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗Ausdal Financial Partners, Inc. ↗ROYAL BANK OF CANADA ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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