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SEC Form 4 research

LPL Financial Holdings Inc. insider transactions

Inspect LPL Financial Holdings Inc.'s public SEC insider acquisitions and sales, reporting owners and source receipts.

As of 2026-10-15T08:02:39.132Z

Issuer CIK
0001397911
Reporting owners
78
Officers and directors
44
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What is a Form 4?

Animation: what a Form 4 is, shown with one real example. Sonic Automotive (SAH) reporting owner Paul P. Rusnak bought 13,701 shares at $59.78 on Wednesday, October 7, 2026, transaction code P, an open-market purchase (S is a sale and A is an award from the company). A timeline marks the SEC's two-business-day filing deadline, which ends Friday, October 9. The SEC accepted the Form 4 at 4:33:21 PM ET on October 9, and NexusTrade treats it as public one minute later, at 4:34:21 PM ET. A lamp for NexusTrade's InsiderTrades indicator stays off from the trade date until that moment, then counts one purchase worth 13,701 × $59.78 = $819,045.78.
In this example the shares were bought on Oct 7, 2026, and NexusTrade's InsiderTrades indicator can count the purchase starting at 4:34:21 PM ET on Oct 9, one minute after the SEC accepted the Form 4.

A Form 4 is the SEC filing a company insider, such as an officer, director or 10% owner, uses to report a trade in the company's stock, generally within two business days. The animation follows one real filing as an example: Paul P. Rusnak's purchase of Sonic Automotive (SAH) shares on October 7, 2026.

The same reading applies to every row on this page. The trade date is when the shares changed hands. The available date is when NexusTrade treats the filing as public, and a NexusTrade InsiderTrades indicator counts a purchase (code P) or sale (code S) only from that moment. Code A awards are not counted as purchases.

Read one actual disclosure before using it

Show the table · 1 row, 7 columns

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2026-09-142026-09-11Reeping KatharineS439.95$347.88Not reported

First displayed source row from Recent insider disclosures. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-09-11 and its public availability date is 2026-09-14. Subtracting those calendar dates gives 3 days of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code S: a sale. A purchase-following rule excludes this sale even if the reported dollar amount is large.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

Recent insider disclosures

Inspect all 15 displayed rows: Recent insider disclosures

This table includes purchases, sales and awards in the public filing record. Awards and open-market purchases are distinct transaction codes. For historical research, use the public availability date to determine when the transaction was knowable.

Read code P as a purchase, S as a sale and A as an award. An award is an acquisition, but it is not an open-market purchase. Open the filing receipt to check the transaction details.

Scroll sideways to compare all columns. Select a heading to sort.

2026-09-142026-09-11Reeping KatharineS439.95$347.88Not reported
2026-09-022026-08-28Thomas Corey E.A4$0Not reported
2026-09-022026-08-28SCHIFTER RICHARD PA14$0Not reported
2026-09-022026-08-28Putnam James SA7$0Not reported
2026-09-022026-08-28Mnookin AllisonA2$0Not reported
2026-09-022026-08-28Glavin William Francis JrA10$0Not reported
2026-09-022026-08-28EBERHART PAULETTA4$0Not reported
2026-09-022026-08-28BERNARD EDWARD CA3$0Not reported
2026-09-012026-08-27Jambusaria AneriS308$357.36Not reported
2026-08-222026-08-20Gates GregS4,119$355.38Not reported
2026-08-052026-07-31Enyedi MatthewS1$355.51Not reported
2026-08-052026-07-31Enyedi MatthewS51$354.52Not reported
2026-08-052026-07-31Enyedi MatthewS296$353.37Not reported
2026-08-052026-07-31Enyedi MatthewS463$352.77Not reported
2026-08-052026-07-31Enyedi MatthewS189$351.06Not reported

Most recent 90-day source activity, up to 50 rows. No rows means no matching recent records, not no historical activity.

Officers and directors in the directory

Inspect all 44 displayed rows: Officers and directors in the directory

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STIEFLER JEFFREY E0001227965141
Glavin William Francis Jr00012981734
Simonich Brent00016441529
Casady Mark S000140527512
Enyedi Matthew000179880519
DINH VIET D000130681911
Abood Denise M.00014874881
Arnold Dan H.000148748790
Audette Matthew J000143509885
Brown Stephanie L000140536412
Bruton Derek00015485422
Buchheister Jeffrey R.00016142512
Calder Tracy00016652536
Cohen Marc Eliot00020505513
Dwyer William E III00014051215
Eaton Jonathan000148748646
Fandrey Edward00018426728
Feeney Christopher00014874842
Gates Greg000187710069
Gooley Thomas00016470854
Handelsman Sharyn00016362771
Helliker Mark00014874831
Hellman & Friedman Capital Associates V, L.P.00014623326
Hellman & Friedman Capital Partners V (Parallel), L.P.00014623333
Hellman & Friedman Capital Partners V, L.P.00012993803
Hellman & Friedman Investors V, L.P.00014623346
Hellman & Friedman LLC00014623356
Hellman Marco000129499116
Jambusaria Aneri00019664309
Kalbaugh John Andrew000154854623
Khoury Joan D00015485441
Larsen Sallie R.000154854111
Moore Robert J.00014451853
Morrissey William P. Jr.00016061285
Oroschakoff Michelle000158587449
Putnam James S000140529830
Reeping Katharine00020595981
RIEPE JAMES S000120307211
Seese Scott00017120383
Sethi Kabir00019276654
Stearns Esther M000140511912
Steinmeier Richard000175057615
Thomas Lux00014666732
White George Burton000154854323

Which transactions qualify for the company tracker

The company strategy uses verified officers and directors with qualifying acquisitions at this issuer. Other reporting owners may appear in source records without becoming strategy signals.

This issuer meets the currently published company-strategy eligibility rules.

Historical follower simulations are separate from these source transactions. They do not establish live trading results.