Explore more topics
SEC Form 4 research

KCAP Financial, Inc. insider transactions

Inspect KCAP Financial, Inc.'s public SEC insider acquisitions and sales, reporting owners and source receipts.

As of 2026-10-15T08:02:39.132Z

Issuer CIK
0001372807
Reporting owners
37
Officers and directors
19
Jump to a section

What is a Form 4?

Animation: what a Form 4 is, shown with one real example. Sonic Automotive (SAH) reporting owner Paul P. Rusnak bought 13,701 shares at $59.78 on Wednesday, October 7, 2026, transaction code P, an open-market purchase (S is a sale and A is an award from the company). A timeline marks the SEC's two-business-day filing deadline, which ends Friday, October 9. The SEC accepted the Form 4 at 4:33:21 PM ET on October 9, and NexusTrade treats it as public one minute later, at 4:34:21 PM ET. A lamp for NexusTrade's InsiderTrades indicator stays off from the trade date until that moment, then counts one purchase worth 13,701 × $59.78 = $819,045.78.
In this example the shares were bought on Oct 7, 2026, and NexusTrade's InsiderTrades indicator can count the purchase starting at 4:34:21 PM ET on Oct 9, one minute after the SEC accepted the Form 4.

A Form 4 is the SEC filing a company insider, such as an officer, director or 10% owner, uses to report a trade in the company's stock, generally within two business days. The animation follows one real filing as an example: Paul P. Rusnak's purchase of Sonic Automotive (SAH) shares on October 7, 2026.

The same reading applies to every row on this page. The trade date is when the shares changed hands. The available date is when NexusTrade treats the filing as public, and a NexusTrade InsiderTrades indicator counts a purchase (code P) or sale (code S) only from that moment. Code A awards are not counted as purchases.

Recent insider disclosures

This table includes purchases, sales and awards in the public filing record. Awards and open-market purchases are distinct transaction codes. For historical research, use the public availability date to determine when the transaction was knowable.

Read code P as a purchase, S as a sale and A as an award. An award is an acquisition, but it is not an open-market purchase. Open the filing receipt to check the transaction details.

Show the table · 0 rows, 7 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Most recent 90-day source activity, up to 50 rows. No rows means no matching recent records, not no historical activity.

Officers and directors in the directory

Show the table · 20 rows, 3 columns

Scroll sideways to compare all columns. Select a heading to sort.

Duka Alexander00017380643
Goldthorpe Edward J.000154974828
Morea Joseph000155453418
Grunebaum George00015807063
Schafer Patrick000177259114
Kehler Dean C000132274525
Cademartori Gary00013790322
Corless R Jon000137914024
Duncan David J00013790311
Held David00018705523
JACOBI C MICHAEL000119483652
Kratzman E A0001379143107
LACOVARA CHRISTOPHER000119484054
Pastino Albert G00013791381
Pearson Dayl W000137903011
Satoren Brandon00018942098
Stevens C Turney JR00013790271
Theoharides Philip E00013790281
Warshauer Robert Herman00013563342
Wirth Michael I000129479836
Duka Alexander ↗Goldthorpe Edward J. ↗Morea Joseph ↗Grunebaum George ↗Schafer Patrick ↗Kehler Dean C ↗Cademartori Gary ↗Corless R Jon ↗Duncan David J ↗Held David ↗JACOBI C MICHAEL ↗Kratzman E A ↗LACOVARA CHRISTOPHER ↗Pastino Albert G ↗Pearson Dayl W ↗Satoren Brandon ↗Stevens C Turney JR ↗Theoharides Philip E ↗Warshauer Robert Herman ↗Wirth Michael I ↗

Which transactions qualify for the company tracker

The company strategy uses verified officers and directors with qualifying acquisitions at this issuer. Other reporting owners may appear in source records without becoming strategy signals.

Strategy eligibility is held while filing coverage is unresolved.

Historical follower simulations are separate from these source transactions. They do not establish live trading results.