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SEC Form 4 research

APPLIED OPTOELECTRONICS, INC. insider transactions

Inspect APPLIED OPTOELECTRONICS, INC.'s public SEC insider acquisitions and sales, reporting owners and source receipts.

As of 2026-10-15T08:02:39.132Z

Issuer CIK
0001158114
Reporting owners
18
Officers and directors
15
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What is a Form 4?

Animation: what a Form 4 is, shown with one real example. Sonic Automotive (SAH) reporting owner Paul P. Rusnak bought 13,701 shares at $59.78 on Wednesday, October 7, 2026, transaction code P, an open-market purchase (S is a sale and A is an award from the company). A timeline marks the SEC's two-business-day filing deadline, which ends Friday, October 9. The SEC accepted the Form 4 at 4:33:21 PM ET on October 9, and NexusTrade treats it as public one minute later, at 4:34:21 PM ET. A lamp for NexusTrade's InsiderTrades indicator stays off from the trade date until that moment, then counts one purchase worth 13,701 × $59.78 = $819,045.78.
In this example the shares were bought on Oct 7, 2026, and NexusTrade's InsiderTrades indicator can count the purchase starting at 4:34:21 PM ET on Oct 9, one minute after the SEC accepted the Form 4.

A Form 4 is the SEC filing a company insider, such as an officer, director or 10% owner, uses to report a trade in the company's stock, generally within two business days. The animation follows one real filing as an example: Paul P. Rusnak's purchase of Sonic Automotive (SAH) shares on October 7, 2026.

The same reading applies to every row on this page. The trade date is when the shares changed hands. The available date is when NexusTrade treats the filing as public, and a NexusTrade InsiderTrades indicator counts a purchase (code P) or sale (code S) only from that moment. Code A awards are not counted as purchases.

Read one actual disclosure before using it

Show the table · 1 row, 7 columns

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2026-10-072026-10-05Yeh Shu-Hua (Joshua)S6,000$120.03Not reported

First displayed source row from Recent insider disclosures. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-10-05 and its public availability date is 2026-10-07. Subtracting those calendar dates gives 2 days of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code S: a sale. A purchase-following rule excludes this sale even if the reported dollar amount is large.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

Recent insider disclosures

This table includes purchases, sales and awards in the public filing record. Awards and open-market purchases are distinct transaction codes. For historical research, use the public availability date to determine when the transaction was knowable.

Read code P as a purchase, S as a sale and A as an award. An award is an acquisition, but it is not an open-market purchase. Open the filing receipt to check the transaction details.

Show the table · 8 rows, 7 columns

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2026-10-072026-10-05Yeh Shu-Hua (Joshua)S6,000$120.03Not reported
2026-09-102026-09-08Chang Hung-Lun (Fred)S32,172$110.21Not reported
2026-09-102026-09-10Murry Stefan J.S4,000$105.33Not reported
2026-08-212026-08-18Yeh Shu-Hua (Joshua)S6,000$147.73Not reported
2026-08-132026-08-10Murry Stefan J.S4,000$144.79Not reported
2026-08-052026-07-31Lin Chih-Hsiang (Thompson)A9,251$0Not reported
2026-08-052026-08-04Yeh Shu-Hua (Joshua)S4,715$126.5Not reported
2026-07-242026-07-21Yeh Shu-Hua (Joshua)S1,285$120.02Not reported

Most recent 90-day source activity, up to 50 rows. No rows means no matching recent records, not no historical activity.

Officers and directors in the directory

Inspect all 15 displayed rows: Officers and directors in the directory

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Lin Chih-Hsiang (Thompson)000158742035
Yeh William H000158741916
Lin Che-Wei00016013468
Chen Min-Chu (Mike)000158742510
Anselm Klaus Alexander00015874631
BLACK RICHARD B000119969715
Chang Hung-Lun (Fred)000158746290
DeLaney Cynthia00018656292
DUNN JAMES L JR00011975614
Kuo David C000158742243
Li Chung-Yao (Ford)00015874212
Loboa Elizabeth G00018145284
MOORE ALAN D00009366142
Murry Stefan J.000158759963
Yeh Shu-Hua (Joshua)000158760026

Which transactions qualify for the company tracker

The company strategy uses verified officers and directors with qualifying acquisitions at this issuer. Other reporting owners may appear in source records without becoming strategy signals.

This issuer meets the currently published company-strategy eligibility rules.

Historical follower simulations are separate from these source transactions. They do not establish live trading results.