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SEC Form 4 research

PRINCIPAL FINANCIAL GROUP INC insider transactions

Inspect PRINCIPAL FINANCIAL GROUP INC's public SEC insider acquisitions and sales, reporting owners and source receipts.

As of 2026-10-15T08:02:39.132Z

Issuer CIK
0001126328
Reporting owners
59
Officers and directors
33
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What is a Form 4?

Animation: what a Form 4 is, shown with one real example. Sonic Automotive (SAH) reporting owner Paul P. Rusnak bought 13,701 shares at $59.78 on Wednesday, October 7, 2026, transaction code P, an open-market purchase (S is a sale and A is an award from the company). A timeline marks the SEC's two-business-day filing deadline, which ends Friday, October 9. The SEC accepted the Form 4 at 4:33:21 PM ET on October 9, and NexusTrade treats it as public one minute later, at 4:34:21 PM ET. A lamp for NexusTrade's InsiderTrades indicator stays off from the trade date until that moment, then counts one purchase worth 13,701 × $59.78 = $819,045.78.
In this example the shares were bought on Oct 7, 2026, and NexusTrade's InsiderTrades indicator can count the purchase starting at 4:34:21 PM ET on Oct 9, one minute after the SEC accepted the Form 4.

A Form 4 is the SEC filing a company insider, such as an officer, director or 10% owner, uses to report a trade in the company's stock, generally within two business days. The animation follows one real filing as an example: Paul P. Rusnak's purchase of Sonic Automotive (SAH) shares on October 7, 2026.

The same reading applies to every row on this page. The trade date is when the shares changed hands. The available date is when NexusTrade treats the filing as public, and a NexusTrade InsiderTrades indicator counts a purchase (code P) or sale (code S) only from that moment. Code A awards are not counted as purchases.

Read one actual disclosure before using it

Show the table · 1 row, 7 columns

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2026-09-292026-09-25Auerbach JonathanA161$0Not reported

First displayed source row from Recent insider disclosures. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-09-25 and its public availability date is 2026-09-29. Subtracting those calendar dates gives 4 days of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code A: a award. An award is an acquisition but is not an open-market purchase. A purchase-following rule must not count it as code P.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC accession 0001126328-26-000224 ↗SEC accession 0001126328-26-000223 ↗SEC accession 0001126328-26-000222 ↗

Recent insider disclosures

Inspect all 30 displayed rows: Recent insider disclosures

This table includes purchases, sales and awards in the public filing record. Awards and open-market purchases are distinct transaction codes. For historical research, use the public availability date to determine when the transaction was knowable.

Read code P as a purchase, S as a sale and A as an award. An award is an acquisition, but it is not an open-market purchase. Open the filing receipt to check the transaction details.

Scroll sideways to compare all columns. Select a heading to sort.

2026-09-292026-09-25Auerbach JonathanA161$0Not reported
2026-09-292026-09-25Beams Mary E.A105$0Not reported
2026-09-292026-09-25Muruzabal ClaudioA97$0Not reported
2026-09-292026-09-25Nordin Diane CA211$0Not reported
2026-09-292026-09-25Pickerell BlairA273$0Not reported
2026-09-292026-09-25Richer Clare StackA138$0Not reported
2026-09-292026-09-25Mitchell H ElizabethA78$0Not reported
2026-09-292026-09-25Carter Miller JocelynA648$0Not reported
2026-09-292026-09-25RIVERA ALFREDOA113$0Not reported
2026-09-292026-09-25RIVERA ALFREDOA24$114.77Not reported
2026-09-292026-09-25Brown Timothy W.A163$0Not reported
2026-09-292026-09-25Agrawal VivekA226$0Not reported
2026-09-292026-09-25Cheong Wee YeeA354$0Not reported
2026-09-292026-09-25LITTLEFIELD CHRISTOPHER JA538$0Not reported
2026-09-292026-09-25McCullum Kenneth A.A71$0Not reported
2026-09-292026-09-25Pitz JoelA2$0Not reported
2026-09-292026-09-25Pitz JoelA226$0Not reported
2026-09-292026-09-25Bhatia KamalA415$0Not reported
2026-09-292026-09-25Kay Kathleen BA383$0Not reported
2026-09-292026-09-25Friedrich Amy ChristineA577$0Not reported
2026-09-292026-09-25Mills ScottA246$0Not reported
2026-09-292026-09-25Mills ScottA150$114.75Not reported
2026-09-292026-09-25HOCHSCHILD ROGER CA285$0Not reported
2026-09-292026-09-25HOCHSCHILD ROGER CA218$114.77Not reported
2026-09-292026-09-25STRABLE-SOETHOUT DEANNA DA42$0Not reported
2026-09-292026-09-25STRABLE-SOETHOUT DEANNA DA593$0Not reported
2026-09-082026-09-03STRABLE-SOETHOUT DEANNA DA18,380$63.98Not reported
2026-09-082026-09-03STRABLE-SOETHOUT DEANNA DA18,380$63.98Not reported
2026-09-082026-09-03STRABLE-SOETHOUT DEANNA DA18,380$63.98Not reported
2026-08-122026-08-07Friedrich Amy ChristineA35,680$63.98Not reported

Most recent 90-day source activity, up to 50 rows. No rows means no matching recent records, not no historical activity.

Officers and directors in the directory

Inspect all 35 displayed rows: Officers and directors in the directory

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Tallett Elizabeth E000119246026
Carter Miller Jocelyn000116685524
Friedrich Amy Christine00017074332
McCullum Kenneth A.00018308341
DAN MICHAEL T000124639265
Walker Roberto00018677634
Lillis Terrance000144323816
STRABLE-SOETHOUT DEANNA D000127872623
HELTON SANDRA L000116685722
Cheong Wee Yee00018716938
Houston Daniel Joseph000132627819
ASCHENBRENNER JOHN E00011668656
BERNARD BETSY J000116685422
COSTLEY GARY E000120227714
Djurasovic George00019617502
Dunbar Timothy Mark000156574216
Elming Gregory Bernard00015163949
Eucher Ralph Craig00015720521
Everett Nora Mary000163609410
FERRO DENNIS H00012447471
GELATT DANIEL000116685611
GERSIE MICHAEL H000116686872
GRISWELL J BARRY0001166853281
KEYSER RICHARD L0001012336638
LAMALE ELLEN Z00011668692
LAWLER JULIA M000121341913
MCCAUGHAN JAMES P000119695493
Muruzabal Claudio00018721353
OKEEFE MARY A00011668709
Schaaf Renee V.00017701981
SCHOLTEN GARY P000120545134
SHAFF KAREN E000116687219
SORENSEN NORMAN R00011668736
Valdes Luis E.000154339925
ZIMPLEMAN LARRY D000116687528
Tallett Elizabeth E ↗Carter Miller Jocelyn ↗Friedrich Amy Christine ↗McCullum Kenneth A. ↗DAN MICHAEL T ↗Walker Roberto ↗Lillis Terrance ↗STRABLE-SOETHOUT DEANNA D ↗HELTON SANDRA L ↗Cheong Wee Yee ↗Houston Daniel Joseph ↗ASCHENBRENNER JOHN E ↗BERNARD BETSY J ↗COSTLEY GARY E ↗Djurasovic George ↗Dunbar Timothy Mark ↗Elming Gregory Bernard ↗Eucher Ralph Craig ↗Everett Nora Mary ↗FERRO DENNIS H ↗GELATT DANIEL ↗GERSIE MICHAEL H ↗GRISWELL J BARRY ↗KEYSER RICHARD L ↗LAMALE ELLEN Z ↗LAWLER JULIA M ↗MCCAUGHAN JAMES P ↗Muruzabal Claudio ↗OKEEFE MARY A ↗Schaaf Renee V. ↗SCHOLTEN GARY P ↗SHAFF KAREN E ↗SORENSEN NORMAN R ↗Valdes Luis E. ↗ZIMPLEMAN LARRY D ↗

Which transactions qualify for the company tracker

The company strategy uses verified officers and directors with qualifying acquisitions at this issuer. Other reporting owners may appear in source records without becoming strategy signals.

Strategy eligibility is held while filing coverage is unresolved.

Historical follower simulations are separate from these source transactions. They do not establish live trading results.