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SEC Form 4 research

PENSON WORLDWIDE INC insider transactions

Inspect PENSON WORLDWIDE INC's public SEC insider acquisitions and sales, reporting owners and source receipts.

As of 2026-10-15T08:02:39.132Z

Issuer CIK
0001123541
Reporting owners
34
Officers and directors
11
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What is a Form 4?

Animation: what a Form 4 is, shown with one real example. Sonic Automotive (SAH) reporting owner Paul P. Rusnak bought 13,701 shares at $59.78 on Wednesday, October 7, 2026, transaction code P, an open-market purchase (S is a sale and A is an award from the company). A timeline marks the SEC's two-business-day filing deadline, which ends Friday, October 9. The SEC accepted the Form 4 at 4:33:21 PM ET on October 9, and NexusTrade treats it as public one minute later, at 4:34:21 PM ET. A lamp for NexusTrade's InsiderTrades indicator stays off from the trade date until that moment, then counts one purchase worth 13,701 × $59.78 = $819,045.78.
In this example the shares were bought on Oct 7, 2026, and NexusTrade's InsiderTrades indicator can count the purchase starting at 4:34:21 PM ET on Oct 9, one minute after the SEC accepted the Form 4.

A Form 4 is the SEC filing a company insider, such as an officer, director or 10% owner, uses to report a trade in the company's stock, generally within two business days. The animation follows one real filing as an example: Paul P. Rusnak's purchase of Sonic Automotive (SAH) shares on October 7, 2026.

The same reading applies to every row on this page. The trade date is when the shares changed hands. The available date is when NexusTrade treats the filing as public, and a NexusTrade InsiderTrades indicator counts a purchase (code P) or sale (code S) only from that moment. Code A awards are not counted as purchases.

Recent insider disclosures

This table includes purchases, sales and awards in the public filing record. Awards and open-market purchases are distinct transaction codes. For historical research, use the public availability date to determine when the transaction was knowable.

Read code P as a purchase, S as a sale and A as an award. An award is an acquisition, but it is not an open-market purchase. Open the filing receipt to check the transaction details.

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Most recent 90-day source activity, up to 50 rows. No rows means no matching recent records, not no historical activity.

Officers and directors in the directory

Show the table · 14 rows, 3 columns

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STEINHART RONALD G00011116415
REED DAVID A000119209623
Drew John0001188456257
Engel Bryce000132099814
Engemoen Roger J JR000135630020
Gray Joseph Kelly00013563022
Gross William D000135630517
JOHNSON THOMAS RICHARD00012865029
Koslow Andrew B00013562854
Pendergraft Philip A000135631159
Raphael Eran Simon00014664521
Smith Mary Agnes00013585651
Son Daniel P00013563109
Yancey Charles William00014664511
STEINHART RONALD G ↗REED DAVID A ↗Drew John ↗Engel Bryce ↗Engemoen Roger J JR ↗Gray Joseph Kelly ↗Gross William D ↗JOHNSON THOMAS RICHARD ↗Koslow Andrew B ↗Pendergraft Philip A ↗Raphael Eran Simon ↗Smith Mary Agnes ↗Son Daniel P ↗Yancey Charles William ↗

Which transactions qualify for the company tracker

The company strategy uses verified officers and directors with qualifying acquisitions at this issuer. Other reporting owners may appear in source records without becoming strategy signals.

Strategy eligibility is held while filing coverage is unresolved.

Historical follower simulations are separate from these source transactions. They do not establish live trading results.