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SEC Form 4 research

E TRADE FINANCIAL CORP insider transactions

Inspect E TRADE FINANCIAL CORP's public SEC insider acquisitions and sales, reporting owners and source receipts.

As of 2026-10-15T08:02:39.132Z

Issuer CIK
0001015780
Reporting owners
67
Officers and directors
40
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What is a Form 4?

Animation: what a Form 4 is, shown with one real example. Sonic Automotive (SAH) reporting owner Paul P. Rusnak bought 13,701 shares at $59.78 on Wednesday, October 7, 2026, transaction code P, an open-market purchase (S is a sale and A is an award from the company). A timeline marks the SEC's two-business-day filing deadline, which ends Friday, October 9. The SEC accepted the Form 4 at 4:33:21 PM ET on October 9, and NexusTrade treats it as public one minute later, at 4:34:21 PM ET. A lamp for NexusTrade's InsiderTrades indicator stays off from the trade date until that moment, then counts one purchase worth 13,701 × $59.78 = $819,045.78.
In this example the shares were bought on Oct 7, 2026, and NexusTrade's InsiderTrades indicator can count the purchase starting at 4:34:21 PM ET on Oct 9, one minute after the SEC accepted the Form 4.

A Form 4 is the SEC filing a company insider, such as an officer, director or 10% owner, uses to report a trade in the company's stock, generally within two business days. The animation follows one real filing as an example: Paul P. Rusnak's purchase of Sonic Automotive (SAH) shares on October 7, 2026.

The same reading applies to every row on this page. The trade date is when the shares changed hands. The available date is when NexusTrade treats the filing as public, and a NexusTrade InsiderTrades indicator counts a purchase (code P) or sale (code S) only from that moment. Code A awards are not counted as purchases.

Recent insider disclosures

This table includes purchases, sales and awards in the public filing record. Awards and open-market purchases are distinct transaction codes. For historical research, use the public availability date to determine when the transaction was knowable.

Read code P as a purchase, S as a sale and A as an award. An award is an acquisition, but it is not an open-market purchase. Open the filing receipt to check the transaction details.

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Most recent 90-day source activity, up to 50 rows. No rows means no matching recent records, not no historical activity.

Officers and directors in the directory

Show the table · 42 rows, 3 columns

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Chersi Robert J00016682475
SIMMONS ROBERT J000111049952
Simonich Brent00016441529
RAFFAELI C CATHLEEN00010964611
BREWSTER DARYL G000120055914
Willard Stephen H00013252323
Audette Matthew J000143509885
CAPLAN MITCHELL H00010735134
CITADEL ADVISORS HOLDINGS LP00015671803
CITADEL ADVISORS LLC0001423053102
CITADEL DERIVATIVES TRADING LTD000141730267
CITADEL EQUITY FUND LTD00012551631,112
Citadel GP LLC0001423052129
CITADEL HOLDINGS I LP000142304370
CITADEL HOLDINGS II LP000142305466
CITADEL INVESTMENT GROUP LLC00012551581,108
CITADEL L P00010277451,108
CITADEL SECURITIES LLC00013077201,148
Curcio Michael John000144973810
FISHER RONALD00011979561
Framke Greg000144949210
Freiberg Steven J000133891318
GRIFFIN KENNETH C00012551591,181
HAYTER GEORGE A00011979581
Healy James P00016307563
Idzik Paul00015668594
KANNER FREDERICK WILKINSON00010129096
LAWSON RODGER A000118744280
LAYTON DONALD H00011795815
Lilien R Jarrett000119795029
Murphy Michael Jos.00017928091
PARKS MICHAEL K000118679611
Petrilli Frank J.00015408502
Pizzi Michael A.000164415118
RANDALL LEWIS E000119796011
Roessner Karl A000158053630
SCLAFANI JOSEPH L00011795842
Utton Nicholas00014494932
WEAVER DONNA L00011894134
Webb Dennis00013135385
WEINREICH JOSHUA000110667923
WINGATE CAPITAL LTD000142134321

Which transactions qualify for the company tracker

The company strategy uses verified officers and directors with qualifying acquisitions at this issuer. Other reporting owners may appear in source records without becoming strategy signals.

Strategy eligibility is held while filing coverage is unresolved.

Historical follower simulations are separate from these source transactions. They do not establish live trading results.