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SEC Form 4 research

CAPITAL SOUTHWEST CORP insider transactions

Inspect CAPITAL SOUTHWEST CORP's public SEC insider acquisitions and sales, reporting owners and source receipts.

As of 2026-10-15T08:02:39.132Z

Issuer CIK
0000017313
Reporting owners
36
Officers and directors
23
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What is a Form 4?

Animation: what a Form 4 is, shown with one real example. Sonic Automotive (SAH) reporting owner Paul P. Rusnak bought 13,701 shares at $59.78 on Wednesday, October 7, 2026, transaction code P, an open-market purchase (S is a sale and A is an award from the company). A timeline marks the SEC's two-business-day filing deadline, which ends Friday, October 9. The SEC accepted the Form 4 at 4:33:21 PM ET on October 9, and NexusTrade treats it as public one minute later, at 4:34:21 PM ET. A lamp for NexusTrade's InsiderTrades indicator stays off from the trade date until that moment, then counts one purchase worth 13,701 × $59.78 = $819,045.78.
In this example the shares were bought on Oct 7, 2026, and NexusTrade's InsiderTrades indicator can count the purchase starting at 4:34:21 PM ET on Oct 9, one minute after the SEC accepted the Form 4.

A Form 4 is the SEC filing a company insider, such as an officer, director or 10% owner, uses to report a trade in the company's stock, generally within two business days. The animation follows one real filing as an example: Paul P. Rusnak's purchase of Sonic Automotive (SAH) shares on October 7, 2026.

The same reading applies to every row on this page. The trade date is when the shares changed hands. The available date is when NexusTrade treats the filing as public, and a NexusTrade InsiderTrades indicator counts a purchase (code P) or sale (code S) only from that moment. Code A awards are not counted as purchases.

Read one actual disclosure before using it

Show the table · 1 row, 7 columns

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2026-10-012026-10-01Thomas William R IIIP2,170$23.04Not reported

First displayed source row from Recent insider disclosures. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-10-01 and its public availability date is 2026-10-01. Subtracting those calendar dates gives 0 days of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code P: a purchase. A purchase code is only one eligibility check. Confirm reporting-owner role, amendment lineage and coverage before treating it as a strategy input.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

Recent insider disclosures

This table includes purchases, sales and awards in the public filing record. Awards and open-market purchases are distinct transaction codes. For historical research, use the public availability date to determine when the transaction was knowable.

Read code P as a purchase, S as a sale and A as an award. An award is an acquisition, but it is not an open-market purchase. Open the filing receipt to check the transaction details.

Show the table · 6 rows, 7 columns

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2026-10-012026-10-01Thomas William R IIIP2,170$23.04Not reported
2026-08-132026-08-10Thomas William R IIIA1,989$0Not reported
2026-08-122026-08-10BATTIST CHRISTINEA1,989$0Not reported
2026-08-122026-08-10FURST JACK DA1,989$0Not reported
2026-08-122026-08-10Rogers-Windsor Ramona LynnA1,989$0Not reported
2026-08-122026-08-10Brooks David RA1,989$0Not reported

Most recent 90-day source activity, up to 50 rows. No rows means no matching recent records, not no historical activity.

Officers and directors in the directory

Inspect all 26 displayed rows: Officers and directors in the directory

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WILSON JOHN H00011829359
BATTIST CHRISTINE000156328421
Sarner Michael Scott00016487428
Rogers-Windsor Ramona Lynn000185086059
FURST JACK D000106210312
Armes Joseph B0001413614331
ASHBAUGH WILLIAM M000118292233
BELA MARQUEZ D00014971351
Brooks David R000157346143
DIEHL BOWEN S00016029987
Gohlke Henry James00015571883
Golden Matthew Bailey00015560023
HAMNER PATRICK F00011829234
HENDERSON GRAEME W000118292515
HODGSON SUSAN K00011829263
KELLEY DOUGLAS M.00016316328
LIGON SAMUEL B00012655887
MARTIN GARY L000118293122
Morgan Thomas Duane000139113013
Morris Tracy L.00014413032
NEBLETT GLENN M.00014971363
PETERSON JEFFREY G000118293416
SCHWERTNER RAY D.000148781716
Strup Richard F.00014074557
THOMAS WILLIAM R00010535874
Thomas William R III000136901124

Which transactions qualify for the company tracker

The company strategy uses verified officers and directors with qualifying acquisitions at this issuer. Other reporting owners may appear in source records without becoming strategy signals.

Strategy eligibility is held while filing coverage is unresolved.

Historical follower simulations are separate from these source transactions. They do not establish live trading results.