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SEC reporting owner

Goldman Heather S. SEC insider disclosures

Explore Goldman Heather S.'s reporting-owner identity, issuer relationships, purchases, sales and SEC filing receipts.

As of 2026-10-14T07:26:40.310Z

Reporting owner CIK
0001572724
Issuers
17
Coverage
verified
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What is a Form 4?

Animation: what a Form 4 is, shown with one real example. Sonic Automotive (SAH) reporting owner Paul P. Rusnak bought 13,701 shares at $59.78 on Wednesday, October 7, 2026, transaction code P, an open-market purchase (S is a sale and A is an award from the company). A timeline marks the SEC's two-business-day filing deadline, which ends Friday, October 9. The SEC accepted the Form 4 at 4:33:21 PM ET on October 9, and NexusTrade treats it as public one minute later, at 4:34:21 PM ET. A lamp for NexusTrade's InsiderTrades indicator stays off from the trade date until that moment, then counts one purchase worth 13,701 × $59.78 = $819,045.78.
In this example the shares were bought on Oct 7, 2026, and NexusTrade's InsiderTrades indicator can count the purchase starting at 4:34:21 PM ET on Oct 9, one minute after the SEC accepted the Form 4.

A Form 4 is the SEC filing a company insider, such as an officer, director or 10% owner, uses to report a trade in the company's stock, generally within two business days. The animation follows one real filing as an example: Paul P. Rusnak's purchase of Sonic Automotive (SAH) shares on October 7, 2026.

The same reading applies to every row on this page. The trade date is when the shares changed hands. The available date is when NexusTrade treats the filing as public, and a NexusTrade InsiderTrades indicator counts a purchase (code P) or sale (code S) only from that moment. Code A awards are not counted as purchases.

Read one actual disclosure before using it

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2026-05-152026-05-13RAS2,750Not reported

First displayed source row from Recent SEC transactions. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-05-13 and its public availability date is 2026-05-15. Subtracting those calendar dates gives 2 days of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code S: a sale. A purchase-following rule excludes this sale even if the reported dollar amount is large.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC accession 0001572724-26-000002 ↗

Issuer relationships

Inspect all 17 displayed rows: Issuer relationships

A reporting-owner CIK identifies the filer across issuer relationships and name aliases. A filer may be an individual or an organization; the filing role is the relevant evidence.

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Brookfield Mortgage Opportunity Income Fund Inc.0001562834BOINoYes
Brookfield Global Listed Infrastructure Income Fund Inc.0001522807INFNoYes
HELIOS HIGH YIELD FUND0001062978HHYNoYes
HELIOS STRATEGIC INCOME FUND, INC0001275902HSANoYes
HELIOS MULTI-SECTOR HIGH INCOME FUND, INC.0001343602HMHNoYes
HELIOS HIGH INCOME FUND, INC0001227122HIHNoYes
HELIOS ADVANTAGE INCOME FUND, INC.0001302246HAVNoYes
BROOKFIELD TOTAL RETURN FUND INC0000851169HTRNoYes
Brookfield Real Assets Income Fund Inc.0001655099RANoYes
Center Coast Core MLP Fund I, LLC0001521971NoYes
CENTER COAST MLP & INFRASTRUCTURE FUND0001576340CENNoYes
Oaktree Diversified Income Fund Inc.0001870714ODIDX, ODITXNoYes
Brookfield Infrastructure Income Fund Inc.0001955857BIINoYes
Oaktree Asset-Backed Income Fund Inc.0002051511NoYes
Oaktree Asset-Backed Income Private Fund Inc.0002051512NoYes
Rockefeller Multi Alternatives Portfolio0002127590NoYes
Key Multi Alternatives Solutions Fund0002127072NoYes
Brookfield Mortgage Opportunity Income Fund Inc. ↗Brookfield Global Listed Infrastructure Income Fund Inc. ↗HELIOS HIGH YIELD FUND ↗HELIOS STRATEGIC INCOME FUND, INC ↗HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. ↗HELIOS HIGH INCOME FUND, INC ↗HELIOS ADVANTAGE INCOME FUND, INC. ↗BROOKFIELD TOTAL RETURN FUND INC ↗Brookfield Real Assets Income Fund Inc. ↗Center Coast Core MLP Fund I, LLC ↗CENTER COAST MLP & INFRASTRUCTURE FUND ↗Oaktree Diversified Income Fund Inc. ↗Brookfield Infrastructure Income Fund Inc. ↗Oaktree Asset-Backed Income Fund Inc. ↗Oaktree Asset-Backed Income Private Fund Inc. ↗Rockefeller Multi Alternatives Portfolio ↗Key Multi Alternatives Solutions Fund ↗

Recent SEC transactions

Code P identifies a purchase, S a sale and A an award. Awards and open-market purchases describe different events. Use the public availability date when deciding when a researcher could have known about the transaction.

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2026-05-152026-05-13RAS2,750Not reported

Up to 50 transactions from the recent two-year owner window.

Source evidence and strategy eligibility

The transactions below come from filings; a historical tracker separately simulates following eligible events. Joint filers can report the same transaction, and an owner can have filings at multiple companies. Public availability, amendment lineage and verified coverage determine which events a historical tracker may use.

The current directory marks this owner's filing coverage verified.