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SEC reporting owner

Riley Investment Management LLC SEC insider disclosures

Explore Riley Investment Management LLC's reporting-owner identity, issuer relationships, purchases, sales and SEC filing receipts.

As of 2026-10-15T08:02:39.132Z

Reporting owner CIK
0001345523
Issuers
22
Coverage
unverified
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What is a Form 4?

Animation: what a Form 4 is, shown with one real example. Sonic Automotive (SAH) reporting owner Paul P. Rusnak bought 13,701 shares at $59.78 on Wednesday, October 7, 2026, transaction code P, an open-market purchase (S is a sale and A is an award from the company). A timeline marks the SEC's two-business-day filing deadline, which ends Friday, October 9. The SEC accepted the Form 4 at 4:33:21 PM ET on October 9, and NexusTrade treats it as public one minute later, at 4:34:21 PM ET. A lamp for NexusTrade's InsiderTrades indicator stays off from the trade date until that moment, then counts one purchase worth 13,701 × $59.78 = $819,045.78.
In this example the shares were bought on Oct 7, 2026, and NexusTrade's InsiderTrades indicator can count the purchase starting at 4:34:21 PM ET on Oct 9, one minute after the SEC accepted the Form 4.

A Form 4 is the SEC filing a company insider, such as an officer, director or 10% owner, uses to report a trade in the company's stock, generally within two business days. The animation follows one real filing as an example: Paul P. Rusnak's purchase of Sonic Automotive (SAH) shares on October 7, 2026.

The same reading applies to every row on this page. The trade date is when the shares changed hands. The available date is when NexusTrade treats the filing as public, and a NexusTrade InsiderTrades indicator counts a purchase (code P) or sale (code S) only from that moment. Code A awards are not counted as purchases.

Issuer relationships

A reporting-owner CIK identifies the filer across issuer relationships and name aliases. A filer may be an individual or an organization; the filing role is the relevant evidence.

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KITTY HAWK INC0000932110KHKNoYes
CENTILLIUM COMMUNICATIONS INC0001107194CTLMNoNo
NATIONAL RV HOLDINGS INC0000910655NVHNoNo
FLIGHT SAFETY TECHNOLOGIES INC0001144879FLTNoNo
ITERIS, INC.0000350868ITINoNo
MAGNETEK, INC.0000751085MAGNoNo
LCC INTERNATIONAL INC0001016229LCCINoYes
MAIR HOLDINGS INC0000835768MAIRNoNo
INTEGRATED SILICON SOLUTION INC0000854701ISSINoYes
ALDILA INC0000902272ALDANoYes
DDI CORP0001104252DDICNoYes
ALLIANCE SEMICONDUCTOR CORP /DE/0000913293ALSCNoYes
MANAGEMENT NETWORK GROUP INC0001094814TMNGNoNo
TRANS WORLD ENTERTAINMENT CORP0000795212TWMCNoYes
REGENT COMMUNICATIONS INC0000913015RGCINoNo
IOMEGA CORP0000352789IOMNoNo
SILICON STORAGE TECHNOLOGY INC0000855906SSTINoYes
TRANSMETA CORP0001001193TMTANoYes
ZILOG INC0000319450ZILGNoNo
TRANSWITCH CORP /DE0000944739TXCCNoNo
WPCS INTERNATIONAL INC0001086745WPCSNoNo
STR HOLDINGS, INC.0001473597STRINoNo

Recent SEC transactions

Code P identifies a purchase, S a sale and A an award. Awards and open-market purchases describe different events. Use the public availability date when deciding when a researcher could have known about the transaction.

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Up to 50 transactions from the recent two-year owner window.

Source evidence and strategy eligibility

The transactions below come from filings; a historical tracker separately simulates following eligible events. Joint filers can report the same transaction, and an owner can have filings at multiple companies. Public availability, amendment lineage and verified coverage determine which events a historical tracker may use.

Inspect the coverage status above, the filing availability dates and amendment links when defining a historical signal. Follow the issuer CIK and SEC accession to the source transaction.