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SEC reporting owner

Prudhomme Kathleen L SEC insider disclosures

Explore Prudhomme Kathleen L's reporting-owner identity, issuer relationships, purchases, sales and SEC filing receipts.

As of 2026-10-13T06:40:31.983Z

Reporting owner CIK
0001311087
Issuers
160
Coverage
verified
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Issuer relationships

A reporting-owner CIK identifies the filer across issuer relationships and name aliases. A filer may be an individual or an organization; the filing role is the relevant evidence.

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AMERICAN STRATEGIC INCOME PORTFOLIO INC0000878930ASPYesNo
AMERICAN STRATEGIC INCOME PORTFOLIO INC II0000886984BSPYesNo
AMERICAN STRATEGIC INCOME PORTFOLIO INC III0000896161CSPYesNo
Dow 30 Enhanced Premium & Income Fund Inc.0001390840DPOYesNo
Dow 30 Premium & Dividend Income Fund Inc.0001314128DPDYesNo
Global Income & Currency Fund Inc.0001334510GCFYesNo
MLP & Strategic Equity Fund Inc.0001389611MTPYesNo
NASDAQ Premium Income & Growth Fund Inc.0001381186QQQXYesNo
NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND0001087783NFZYesNo
NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND 20001161069NKRYesNo
NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND 30001177212NXEYesNo
NUVEEN ARIZONA PREMIUM INCOME MUNICIPAL FUND INC0000892992NAZYesNo
Nuveen Build America Bond Fund0001478888NBBYesNo
Nuveen Build America Bond Opportunity Fund0001493523NBDYesNo
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND0001074952NACYesNo
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 20001127706NVXYesNo
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 30001137888NZHYesNo
NUVEEN CALIFORNIA INVESTMENT QUALITY MUNICIPAL FUND INC0000868440NQCYesNo
NUVEEN CALIFORNIA MUNICIPAL MARKET OPPORTUNITY FUND INC0000862313NCOYesNo
Nuveen California Municipal Value Fund 20001454979NCBYesNo
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND INC0000818851NCAYesNo
NUVEEN CALIFORNIA PERFORMANCE PLUS MUNICIPAL FUND INC0000856227NCPYesNo
NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL FUND0000905000NCUYesNo
NUVEEN CALIFORNIA QUALITY INCOME MUNICIPAL FUND INC0000879826NUCYesNo
NUVEEN CALIFORNIA SELECT QUALITY MUNICIPAL FUND INC0000874142NVCYesNo
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO0000885732NXCYesNo
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND0001090118NFCYesNo
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 20001166572NGKYesNo
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 30001177218NGOYesNo
NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND0000899752NTCYesNo
Nuveen Core Equity Alpha Fund0001385763JCEYesNo
Nuveen Diversified Commodity Fund0001345801CFDYesNo
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND0001255821JDDYesNo
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND0001083839NADYesNo
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 20001131062NXZYesNo
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 30001137887NZFYesNo
Nuveen Enhanced Municipal Value Fund0001469392NEVYesNo
Nuveen Equity Premium Advantage Fund0001320492JLAYesNo
Nuveen Equity Premium & Growth Fund0001338561JPGYesNo
Nuveen Equity Premium Income Fund0001298699JPZYesNo
Nuveen Equity Premium Opportunity Fund0001308658JSNYesNo
NUVEEN FLOATING RATE INCOME FUND0001276533JFRYesNo
Nuveen Floating Rate Income Opportunity Fund0001289213JROYesNo
NUVEEN FLORIDA INVESTMENT QUALITY MUNICIPAL FUND0000870779NQFYesNo
NUVEEN FLORIDA QUALITY INCOME MUNICIPAL FUND0000878180NUFYesNo
NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND0001097668NZXYesNo
NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND 20001177219NKGYesNo
NUVEEN GEORGIA PREMIUM INCOME MUNICIPAL FUND0000899758NPGYesNo
Nuveen Global Government Enhanced Income Fund0001359816JGGYesNo
Nuveen Global Value Opportunities Fund0001363421JGVYesNo

Recent SEC transactions

Code P identifies a purchase, S a sale and A an award. Awards and open-market purchases describe different events. Use the public availability date when deciding when a researcher could have known about the transaction.

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Up to 50 transactions from the recent two-year owner window.

Source evidence and strategy eligibility

The transactions below come from filings; a historical tracker separately simulates following eligible events. Joint filers can report the same transaction, and an owner can have filings at multiple companies. Public availability, amendment lineage and verified coverage determine which events a historical tracker may use.

The current directory marks this owner's filing coverage verified.