SEC reporting owner

Swanson David SEC insider disclosures

Explore Swanson David's reporting-owner identity, issuer relationships, purchases, sales and SEC filing receipts.

As of 2026-10-07T00:29:11.873Z

Reporting owner CIK
0001298613
Issuers
9
Coverage
verified

Inspect this reporting owner's activity

Step 1 of 3

Recent SEC transactions

Swanson David: source evidence dated 2026-10-07T00:29:11.873Z.

Publicly available
2026-06-24
Trade date
2026-05-26
Issuer ticker
OPP.A
Code
S
Shares
505
Reported value
Not reported
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Which issuer and transaction does this person appear in?

Match the reviewed owner identity, issuer and transaction code. Directory eligibility does not turn every filing into a strategy signal.

SEC accession 0001398344-26-011143
What you should see

Use the linked SEC receipts and company profiles to verify what became public and when.

Step 3 of 3

Browse insider directory

Use the linked SEC receipts and company profiles to verify what became public and when.

Browse insider directory
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Issuer relationships

A reporting-owner CIK identifies the filer across issuer relationships and name aliases. A filer may be an individual or an organization; the filing role is the relevant evidence.

Calamos Asset Management, Inc. /DE/0001299033CLMSYesNo
RIVERNORTH OPPORTUNITIES FUND, INC.0001501072RIVNoYes
RiverNorth Opportunistic Municipal Income Fund, Inc.0001746967RMINoYes
RiverNorth Managed Duration Municipal Income Fund, Inc.0001771226RMMNoYes
RiverNorth Marketplace Lending Corp0001644771RSFNoYes
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.0001678130OPP, OPPA, OPP.ANoYes
RiverNorth Flexible Municipal Income Fund, Inc.0001790177RFMNoYes
RiverNorth Flexible Municipal Income Fund II, Inc.0001817159RFMXNoYes
RiverNorth Managed Duration Municipal Income Fund II, Inc.0001870833RMMZNoYes

Recent SEC transactions

See the complete recent sec transactions

Code P identifies a purchase, S a sale and A an award. Awards and open-market purchases describe different events. Use the public availability date when deciding when a researcher could have known about the transaction.

2026-06-242026-05-26OPP.AS505Not reported

Up to 50 transactions from the recent two-year owner window.

Source evidence and strategy eligibility

The transactions below come from filings; a historical tracker separately simulates following eligible events. Joint filers can report the same transaction, and an owner can have filings at multiple companies. Public availability, amendment lineage and verified coverage determine which events a historical tracker may use.

The current directory marks this owner's filing coverage verified.

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