SEC reporting owner

BROCK THOMAS W SEC insider disclosures

Explore BROCK THOMAS W's reporting-owner identity, issuer relationships, purchases, sales and SEC filing receipts.

As of 2026-10-07T00:29:11.873Z

Reporting owner CIK
0001280303
Issuers
5
Coverage
verified

Issuer relationships

A reporting-owner CIK identifies the filer across issuer relationships and name aliases. A filer may be an individual or an organization; the filing role is the relevant evidence.

LIBERTY ALL STAR EQUITY FUND0000799195USANoYes
LIBERTY ALL STAR GROWTH FUND INC.0000786035ASGNoYes
Stone Harbor Emerging Markets Income Fund0001501103EDFNoNo
Stone Harbor Emerging Markets Total Income Fund0001551040EDINoNo
Silver Bay Realty Trust Corp.0001557255SBYYesYes

Recent SEC transactions

Code P identifies a purchase, S a sale and A an award. Awards and open-market purchases describe different events. Use the public availability date when deciding when a researcher could have known about the transaction.

No records are available for this view.

Up to 50 transactions from the recent two-year owner window.

Source evidence and strategy eligibility

The transactions below come from filings; a historical tracker separately simulates following eligible events. Joint filers can report the same transaction, and an owner can have filings at multiple companies. Public availability, amendment lineage and verified coverage determine which events a historical tracker may use.

The current directory marks this owner's filing coverage verified.