SEC reporting owner

RICHARDSON DAVID M SEC insider disclosures

Explore RICHARDSON DAVID M's reporting-owner identity, issuer relationships, purchases, sales and SEC filing receipts.

As of 2026-10-07T00:29:11.873Z

Reporting owner CIK
0001230749
Issuers
4
Coverage
verified

Issuer relationships

A reporting-owner CIK identifies the filer across issuer relationships and name aliases. A filer may be an individual or an organization; the filing role is the relevant evidence.

WELLS FARGO ADVANTAGE MULTI-SECTOR INCOME FUND0001227073ERCNoYes
WELLS FARGO ADVANTAGE GLOBAL DIVIDEND OPPORTUNITY FUND0001386067EODNoYes
WELLS FARGO ADVANTAGE UTILITIES & HIGH INCOME FUND0001279014ERHNoNo
WELLS FARGO ADVANTAGE INCOME OPPORTUNITIES FUND0001210123EADNoNo

Recent SEC transactions

Code P identifies a purchase, S a sale and A an award. Awards and open-market purchases describe different events. Use the public availability date when deciding when a researcher could have known about the transaction.

No records are available for this view.

Up to 50 transactions from the recent two-year owner window.

Source evidence and strategy eligibility

The transactions below come from filings; a historical tracker separately simulates following eligible events. Joint filers can report the same transaction, and an owner can have filings at multiple companies. Public availability, amendment lineage and verified coverage determine which events a historical tracker may use.

The current directory marks this owner's filing coverage verified.