SEC reporting owner

SULLIVAN R PETER III SEC insider disclosures

Explore SULLIVAN R PETER III's reporting-owner identity, issuer relationships, purchases, sales and SEC filing receipts.

As of 2026-10-07T00:29:11.873Z

Reporting owner CIK
0001201930
Issuers
25
Coverage
verified

Issuer relationships

A reporting-owner CIK identifies the filer across issuer relationships and name aliases. A filer may be an individual or an organization; the filing role is the relevant evidence.

Nicholas-Applegate International & Premium Strategy Fund0001319332NAINoYes
PIMCO MUNICIPAL INCOME FUND II0001170299PMLNoYes
PIMCO NEW YORK MUNICIPAL INCOME FUND II0001170311PNINoYes
PIMCO MUNICIPAL INCOME FUND0001140392PMFNoYes
PIMCO NEW YORK MUNICIPAL INCOME FUND0001140410PNFNoYes
PIMCO CALIFORNIA MUNICIPAL INCOME FUND0001140411PCQNoYes
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II0001170300PCKNoYes
PIMCO MUNICIPAL INCOME FUND III0001181506PMXNoYes
PIMCO NEW YORK MUNICIPAL INCOME FUND III0001181505PYNNoYes
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III0001181504PZCNoYes
PIMCO MUNICIPAL ADVANTAGE FUND INC0000897951MAFNoYes
PIMCO CORPORATE INCOME FUND0001160990PCNNoYes
PIMCO CORPORATE OPPORTUNITY FUND0001190935PTYNoYes
PIMCO HIGH INCOME FUND0001219360PHKNoYes
PIMCO FLOATING RATE INCOME FUND0001244183PFLNoYes
PIMCO Floating Rate Strategy Fund0001296250PFNNoYes
NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND0001214935NCVNoYes
NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND II0001227857NCZNoYes
NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUND0001260563NFJNoYes
PIMCO Global StocksPLUS & Income Fund0001318025PGPNoYes
Nicholas-Applegate Equity & Convertible Income Fund0001383441NIENoYes
Nicholas Applegate Global Equity & Convertible Income Fund0001398481NGZNoYes
PIMCO Income Opportunity Fund0001412350PKONoYes
PCM FUND, INC.0000908187PCMNoYes
PIMCO STRATEGIC GLOBAL GOVERNMENT FUND INC0000916183RCSNoYes

Recent SEC transactions

Code P identifies a purchase, S a sale and A an award. Awards and open-market purchases describe different events. Use the public availability date when deciding when a researcher could have known about the transaction.

No records are available for this view.

Up to 50 transactions from the recent two-year owner window.

Source evidence and strategy eligibility

The transactions below come from filings; a historical tracker separately simulates following eligible events. Joint filers can report the same transaction, and an owner can have filings at multiple companies. Public availability, amendment lineage and verified coverage determine which events a historical tracker may use.

The current directory marks this owner's filing coverage verified.