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Issuer relationships
KERTESS HANS W: source evidence dated 2026-10-07T00:29:11.873Z.
- Issuer
- Nicholas-Applegate Equity & Convertible Income Fund
- CIK
- 0001383441
- Tickers
- NIE
- Officer
- No
- Director
- Yes
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Issuer relationships
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A reporting-owner CIK identifies the filer across issuer relationships and name aliases. A filer may be an individual or an organization; the filing role is the relevant evidence.
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| Nicholas-Applegate Equity & Convertible Income Fund | 0001383441 | NIE | No | Yes |
| Nicholas Applegate Global Equity & Convertible Income Fund | 0001398481 | NGZ | No | Yes |
| PIMCO Income Opportunity Fund | 0001412350 | PKO | No | Yes |
| PCM FUND, INC. | 0000908187 | PCM | No | Yes |
| PIMCO STRATEGIC GLOBAL GOVERNMENT FUND INC | 0000916183 | RCS | No | Yes |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | 0001140411 | PCQ | No | Yes |
| PIMCO HIGH INCOME FUND | 0001219360 | PHK | No | Yes |
| PIMCO MUNICIPAL ADVANTAGE FUND INC | 0000897951 | MAF | No | Yes |
| PIMCO NEW YORK MUNICIPAL INCOME FUND III | 0001181505 | PYN | No | Yes |
| PIMCO MUNICIPAL INCOME FUND III | 0001181506 | PMX | No | Yes |
| PIMCO Global StocksPLUS & Income Fund | 0001318025 | PGP | No | Yes |
| PIMCO Floating Rate Strategy Fund | 0001296250 | PFN | No | Yes |
| PIMCO FLOATING RATE INCOME FUND | 0001244183 | PFL | No | Yes |
| PIMCO CORPORATE OPPORTUNITY FUND | 0001190935 | PTY | No | Yes |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND III | 0001181504 | PZC | No | Yes |
| Nicholas-Applegate International & Premium Strategy Fund | 0001319332 | NAI | No | Yes |
| NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND | 0001214935 | NCV | No | Yes |
| NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUND | 0001260563 | NFJ | No | Yes |
| PIMCO Dynamic Income Fund | 0001510599 | PDI | No | Yes |
| PIMCO Dynamic Credit Income Fund | 0001558629 | PCI | No | Yes |
| AllianzGI Diversified Income & Convertible Fund | 0001636289 | ACV | No | Yes |
| PIMCO Flexible Credit Income Fund | 0001688554 | PFLEX | No | Yes |
| AllianzGI Convertible & Income 2024 Target Term Fund | 0001701809 | CBH | No | Yes |
| PIMCO Flexible Municipal Income Fund | 0001723701 | PMFLX | No | Yes |
| PIMCO Energy & Tactical Credit Opportunities Fund | 0001756908 | NRGX | No | Yes |
| AllianzGI Artificial Intelligence & Technology Opportunities Fund | 0001778114 | AIO | No | Yes |
| PIMCO Dynamic Income Opportunities Fund | 0001798618 | PDO | No | Yes |
| PIMCO Flexible Emerging Markets Income Fund | 0001851077 | EMFLX | No | Yes |
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Recent SEC transactions
Code P identifies a purchase, S a sale and A an award. Awards and open-market purchases describe different events. Use the public availability date when deciding when a researcher could have known about the transaction.
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Source evidence and strategy eligibility
The transactions below come from filings; a historical tracker separately simulates following eligible events. Joint filers can report the same transaction, and an owner can have filings at multiple companies. Public availability, amendment lineage and verified coverage determine which events a historical tracker may use.
The current directory marks this owner's filing coverage verified.