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SEC reporting owner

KARN ROBERT B III SEC insider disclosures

Explore KARN ROBERT B III's reporting-owner identity, issuer relationships, purchases, sales and SEC filing receipts.

As of 2026-10-15T08:02:39.132Z

Reporting owner CIK
0001200403
Issuers
11
Coverage
unverified
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What is a Form 4?

Animation: what a Form 4 is, shown with one real example. Sonic Automotive (SAH) reporting owner Paul P. Rusnak bought 13,701 shares at $59.78 on Wednesday, October 7, 2026, transaction code P, an open-market purchase (S is a sale and A is an award from the company). A timeline marks the SEC's two-business-day filing deadline, which ends Friday, October 9. The SEC accepted the Form 4 at 4:33:21 PM ET on October 9, and NexusTrade treats it as public one minute later, at 4:34:21 PM ET. A lamp for NexusTrade's InsiderTrades indicator stays off from the trade date until that moment, then counts one purchase worth 13,701 × $59.78 = $819,045.78.
In this example the shares were bought on Oct 7, 2026, and NexusTrade's InsiderTrades indicator can count the purchase starting at 4:34:21 PM ET on Oct 9, one minute after the SEC accepted the Form 4.

A Form 4 is the SEC filing a company insider, such as an officer, director or 10% owner, uses to report a trade in the company's stock, generally within two business days. The animation follows one real filing as an example: Paul P. Rusnak's purchase of Sonic Automotive (SAH) shares on October 7, 2026.

The same reading applies to every row on this page. The trade date is when the shares changed hands. The available date is when NexusTrade treats the filing as public, and a NexusTrade InsiderTrades indicator counts a purchase (code P) or sale (code S) only from that moment. Code A awards are not counted as purchases.

Issuer relationships

A reporting-owner CIK identifies the filer across issuer relationships and name aliases. A filer may be an individual or an organization; the filing role is the relevant evidence.

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PEABODY ENERGY CORP0001064728BTUNoYes
NATURAL RESOURCE PARTNERS LP0001171486NRPNoYes
Fiduciary/Claymore MLP Opportunity Fund0001305197FMONoNo
Fiduciary/Claymore Dynamic Equity Fund0001311877HCENoNo
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND0001380936GOFNoNo
CLAYMORE DIVIDEND & INCOME FUND0001267890DCSNoNo
Guggenheim Build America Bonds Managed Duration Trust0001495825BABNoNo
Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/Claymore Long-Short Fund)0001310709GPMNoNo
Guggenheim Equal Weight Enhanced Equity Income Fund0001526104GEQNoNo
Guggenheim Credit Allocation Fund0001551949GGMNoNo
Guggenheim Energy & Income Fund0001642563XGEIXNoNo

Recent SEC transactions

Code P identifies a purchase, S a sale and A an award. Awards and open-market purchases describe different events. Use the public availability date when deciding when a researcher could have known about the transaction.

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Up to 50 transactions from the recent two-year owner window.

Source evidence and strategy eligibility

The transactions below come from filings; a historical tracker separately simulates following eligible events. Joint filers can report the same transaction, and an owner can have filings at multiple companies. Public availability, amendment lineage and verified coverage determine which events a historical tracker may use.

Inspect the coverage status above, the filing availability dates and amendment links when defining a historical signal. Follow the issuer CIK and SEC accession to the source transaction.