SEC reporting owner

Spalding Thomas C Jr SEC insider disclosures

Explore Spalding Thomas C Jr's reporting-owner identity, issuer relationships, purchases, sales and SEC filing receipts.

As of 2026-10-07T00:29:11.873Z

Reporting owner CIK
0001189653
Issuers
15
Coverage
verified

Issuer relationships

A reporting-owner CIK identifies the filer across issuer relationships and name aliases. A filer may be an individual or an organization; the filing role is the relevant evidence.

NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC0000860188NMOYesNo
NUVEEN PREMIUM INCOME MUNICIPAL FUND 4 INC0000896061NPTYesNo
NUVEEN MUNICIPAL VALUE FUND INC0000812801NUVYesNo
NUVEEN MUNICIPAL ADVANTAGE FUND INC0000857361NMAYesNo
NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC0000849998NPPYesNo
Nuveen Municipal Value Fund 20001450445NUWYesNo
NUVEEN QUALITY INCOME MUNICIPAL FUND INC0000874506NQUYesNo
Nuveen Enhanced Municipal Value Fund0001469392NEVYesNo
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 20001131062NXZYesNo
NUVEEN SELECT QUALITY MUNICIPAL FUND INC0000872064NQSNoNo
Nuveen Minnesota Municipal Income Fund0001607997NMSNoNo
Nuveen Municipal 2021 Target Term Fund0001655544NHANoNo
Nuveen New Jersey Municipal Value Fund0001454980NJVYesNo
Nuveen New York Municipal Value Fund 20001454981NYVYesNo
Nuveen Pennsylvania Municipal Value Fund0001454978NPNYesNo

Recent SEC transactions

Code P identifies a purchase, S a sale and A an award. Awards and open-market purchases describe different events. Use the public availability date when deciding when a researcher could have known about the transaction.

No records are available for this view.

Up to 50 transactions from the recent two-year owner window.

Source evidence and strategy eligibility

The transactions below come from filings; a historical tracker separately simulates following eligible events. Joint filers can report the same transaction, and an owner can have filings at multiple companies. Public availability, amendment lineage and verified coverage determine which events a historical tracker may use.

The current directory marks this owner's filing coverage verified.