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SEC reporting owner

NOVARTIS AG SEC insider disclosures

Explore NOVARTIS AG's reporting-owner identity, issuer relationships, purchases, sales and SEC filing receipts.

As of 2026-10-13T06:40:31.983Z

Reporting owner CIK
0001114448
Issuers
23
Coverage
verified
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Issuer relationships

A reporting-owner CIK identifies the filer across issuer relationships and name aliases. A filer may be an individual or an organization; the filing role is the relevant evidence.

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IDENIX PHARMACEUTICALS INC0001093649IDIXNoNo
MOMENTA PHARMACEUTICALS INC0001235010MNTANoNo
ALNYLAM PHARMACEUTICALS, INC.0001178670ALNYNoNo
Marina Biotech, Inc.0000737207MRNANoNo
Tokai Pharmaceuticals Inc0001404281TKAINoNo
PROTEOSTASIS THERAPEUTICS, INC.0001445283PTINoNo
Aeglea BioTherapeutics, Inc.0001636282AGLENoNo
Intellia Therapeutics, Inc.0001652130NTLANoNo
Ra Pharmaceuticals, Inc.0001481512RARXNoNo
Aerpio Pharmaceuticals, Inc.0001422142ARPONoNo
Altimmune, Inc.0001326190ALTNoNo
AILERON THERAPEUTICS INC0001420565ALRNNoNo
Homology Medicines, Inc.0001661998FIXXNoNo
Surface Oncology, Inc.0001718108SURFNoNo
AveXis, Inc.0001652923AVXSNoNo
BICYCLE THERAPEUTICS plc0001761612BCYCNoNo
Galera Therapeutics, Inc.0001563577GRTXNoNo
Forma Therapeutics Holdings, Inc.,0001538927FMTXNoNo
Akouos, Inc.0001722271AKUSNoNo
Poseida Therapeutics, Inc.0001661460PSTXNoNo
Cellular Biomedicine Group, Inc.0001378624CBMGNoNo
PRECISION BIOSCIENCES INC0001357874DTILNoNo
Tourmaline Bio, Inc.0001827506TRMLNoNo

Recent SEC transactions

Code P identifies a purchase, S a sale and A an award. Awards and open-market purchases describe different events. Use the public availability date when deciding when a researcher could have known about the transaction.

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Source evidence and strategy eligibility

The transactions below come from filings; a historical tracker separately simulates following eligible events. Joint filers can report the same transaction, and an owner can have filings at multiple companies. Public availability, amendment lineage and verified coverage determine which events a historical tracker may use.

The current directory marks this owner's filing coverage verified.