Explore more topics
SEC reporting owner

BARCLAYS PLC SEC insider disclosures

Explore BARCLAYS PLC's reporting-owner identity, issuer relationships, purchases, sales and SEC filing receipts.

As of 2026-10-14T07:26:40.310Z

Reporting owner CIK
0000312069
Issuers
66
Coverage
verified
Jump to a section

What is a Form 4?

Animation: what a Form 4 is, shown with one real example. Sonic Automotive (SAH) reporting owner Paul P. Rusnak bought 13,701 shares at $59.78 on Wednesday, October 7, 2026, transaction code P, an open-market purchase (S is a sale and A is an award from the company). A timeline marks the SEC's two-business-day filing deadline, which ends Friday, October 9. The SEC accepted the Form 4 at 4:33:21 PM ET on October 9, and NexusTrade treats it as public one minute later, at 4:34:21 PM ET. A lamp for NexusTrade's InsiderTrades indicator stays off from the trade date until that moment, then counts one purchase worth 13,701 × $59.78 = $819,045.78.
In this example the shares were bought on Oct 7, 2026, and NexusTrade's InsiderTrades indicator can count the purchase starting at 4:34:21 PM ET on Oct 9, one minute after the SEC accepted the Form 4.

A Form 4 is the SEC filing a company insider, such as an officer, director or 10% owner, uses to report a trade in the company's stock, generally within two business days. The animation follows one real filing as an example: Paul P. Rusnak's purchase of Sonic Automotive (SAH) shares on October 7, 2026.

The same reading applies to every row on this page. The trade date is when the shares changed hands. The available date is when NexusTrade treats the filing as public, and a NexusTrade InsiderTrades indicator counts a purchase (code P) or sale (code S) only from that moment. Code A awards are not counted as purchases.

Issuer relationships

A reporting-owner CIK identifies the filer across issuer relationships and name aliases. A filer may be an individual or an organization; the filing role is the relevant evidence.

Show the table · 50 rows, 5 columns

Scroll sideways to compare all columns. Select a heading to sort.

NEOSE TECHNOLOGIES INC0000877902NTECNoNo
Northstar Neuroscience, Inc.0001351509NSTRNoNo
LINK ENERGY LLC0001219702LNKENoNo
HARVARD INDUSTRIES INC0000046012HAVANoNo
SMITH & WESSON HOLDING CORP0001092796SWHCYesNo
IMPERIAL SUGAR CO /NEW/0000831327IPSUNoNo
LPATH, INC0001251769LPTNNoNo
HITTITE MICROWAVE CORP0001130866HITTNoNo
ICONIX BRAND GROUP, INC.0000857737ICONNoNo
Summit Materials, Inc.0001621563SUMNoNo
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST0001181024BSENoNo
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST II0001176197BFYNoNo
BLACKROCK NEW YORK MUNICIPAL BOND TRUST0001167470BQHNoNo
BLACKROCK MUNI NEW YORK INTERMEDIATE DURATION FUND, INC.0001232863MNENoNo
BLACKROCK MUNIYIELD QUALITY FUND, INC.0000890196MQYNoNo
BLACKROCK MUNICIPAL INCOME INVESTMENT TRUST0001137392BBFNoNo
Eaton Vance Floating-Rate Income Trust0001288992EFTNoNo
Eaton Vance Floating-Rate Income Plus Fund0001573698EFFNoNo
Nuveen California Quality Municipal Income Fund0001074952NACNoNo
Nuveen Quality Municipal Income Fund0001083839NADNoNo
Invesco Dynamic Credit Opportunities Fund0001393662VTANoNo
Invesco Senior Income Trust0001059386VVRNoNo
Eaton Vance Floating-Rate 2022 Target Term Trust0001701167EFLNoNo
DITECH HOLDING Corp0001040719DHCPNoNo
Broadstone Acquisition Corp.0001815805BSN/UNoNo
Model Performance Acquisition Corp0001841993MPACUNoNo
Maquia Capital Acquisition Corp0001844419MAQCUNoNo
Zura Bio Ltd0001855644JATTNoNo
Decarbonization Plus Acquisition Corp IV0001848959DCRDUNoNo
Pono Capital Corp0001855631PONOUNoNo
CENAQ Energy Corp.0001841425CENQUNoNo
Digital World Acquisition Corp.0001849635DWACUNoNo
PHP Ventures Acquisition Corp.0001863460PPHPNoNo
Bull Horn Holdings Corp.0001759186BHSENoNo
Seaport Calibre Materials Acquisition Corp.0001863428SCMAU, SCMANoNo
Crixus BH3 Acquisition Co0001851612BHACUNoNo
Future Health ESG Corp.0001851182FHLTUNoNo
Omnichannel Acquisition Corp.0001827669OCANoNo
Liberty Media Corp0001560385BATRANoNo
Oxus Acquisition Corp.0001852973OXUSNoNo
Pyxis Oncology, Inc.0001782223PYXSNoNo
Venus Acquisition Corp0001800392VENANoNo
Nova Vision Acquisition Corp0001858028NOVVNoNo
Minerva Neurosciences, Inc.0001598646NERVNoNo
Delwinds Insurance Acquisition Corp.0001812360DWINNoNo
COHERENT CORP.0000820318IIVIPNoNo
Acri Capital Acquisition Corp0001914023ACACNoNo
PWP Forward Acquisition Corp. I0001825739FRWNoNo
OmniAb, Inc.0001846253OABINoNo
PCSB Financial Corp0001691337PCSBNoNo

Recent SEC transactions

Code P identifies a purchase, S a sale and A an award. Awards and open-market purchases describe different events. Use the public availability date when deciding when a researcher could have known about the transaction.

Show the table · 0 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Up to 50 transactions from the recent two-year owner window.

Source evidence and strategy eligibility

The transactions below come from filings; a historical tracker separately simulates following eligible events. Joint filers can report the same transaction, and an owner can have filings at multiple companies. Public availability, amendment lineage and verified coverage determine which events a historical tracker may use.

The current directory marks this owner's filing coverage verified.