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SEC reporting owner

MERRILL LYNCH & CO., INC. SEC insider disclosures

Explore MERRILL LYNCH & CO., INC.'s reporting-owner identity, issuer relationships, purchases, sales and SEC filing receipts.

As of 2026-10-15T08:02:39.132Z

Reporting owner CIK
0000065100
Issuers
98
Coverage
unverified
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What is a Form 4?

Animation: what a Form 4 is, shown with one real example. Sonic Automotive (SAH) reporting owner Paul P. Rusnak bought 13,701 shares at $59.78 on Wednesday, October 7, 2026, transaction code P, an open-market purchase (S is a sale and A is an award from the company). A timeline marks the SEC's two-business-day filing deadline, which ends Friday, October 9. The SEC accepted the Form 4 at 4:33:21 PM ET on October 9, and NexusTrade treats it as public one minute later, at 4:34:21 PM ET. A lamp for NexusTrade's InsiderTrades indicator stays off from the trade date until that moment, then counts one purchase worth 13,701 × $59.78 = $819,045.78.
In this example the shares were bought on Oct 7, 2026, and NexusTrade's InsiderTrades indicator can count the purchase starting at 4:34:21 PM ET on Oct 9, one minute after the SEC accepted the Form 4.

A Form 4 is the SEC filing a company insider, such as an officer, director or 10% owner, uses to report a trade in the company's stock, generally within two business days. The animation follows one real filing as an example: Paul P. Rusnak's purchase of Sonic Automotive (SAH) shares on October 7, 2026.

The same reading applies to every row on this page. The trade date is when the shares changed hands. The available date is when NexusTrade treats the filing as public, and a NexusTrade InsiderTrades indicator counts a purchase (code P) or sale (code S) only from that moment. Code A awards are not counted as purchases.

Issuer relationships

A reporting-owner CIK identifies the filer across issuer relationships and name aliases. A filer may be an individual or an organization; the filing role is the relevant evidence.

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BlackRock Inc.0001364742BLKNoYes
HERTZ GLOBAL HOLDINGS INC0001364479HTZNoYes
DELPHI CORP0001072342DPHIQ.PKNoNo
VALIDUS HOLDINGS LTD0001348259VRNoYes
CUMULUS MEDIA INC0001058623CMLSNoNo
Uni-Pixel0001171012UNXLNoNo
HCA INC/TN0000860730HCANoNo
INFOSPACE INC0001068875INSPNoNo
EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUST0001074687EVPNoNo
EVERGREEN INCOME ADVANTAGE FUND0001210123EADNoNo
EVERGREEN MULTI-SECTOR INCOME FUND0001227073ERCNoNo
FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II0001282850FCTNoNo
FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC0001245648FLCNoNo
GABELLI DIVIDEND & INCOME TRUST0001260729GDVNoNo
GABELLI EQUITY TRUST INC0000794685GABNoNo
GABELLI UTILITY TRUST0001080720GUTNoNo
MASSACHUSETTS HEALTH & EDUCATION TAX EXEMPT TRUST0000901824MHENoNo
MBIA CAPITAL CLAYMORE MAN DUR INV GRD MUNI FUND0001235511MZFNoNo
MINNESOTA MUNICIPAL INCOME PORTFOLIO INC0000902748MXANoNo
MORGAN STANLEY QUALITY MUNICIPAL SECURITIES0000898496IQMNoNo
NEUBERGER BERMAN CALIFORNIA INTERMEDIATE MUNICIPAL FUND INC0001178840NBWNoNo
NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC0001178839NBHNoNo
NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC0001178841NBONoNo
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC0001261166NRONoNo
NEW AMERICA HIGH INCOME FUND INC0000825345HYBNoNo
NUVEEN ARIZONA PREMIUM INCOME MUNICIPAL FUND INC0000892992NAZNoNo
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND0001090118NFCNoNo
NUVEEN FLORIDA INVESTMENT QUALITY MUNICIPAL FUND0000870779NQFNoNo
NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND0001097668NZXNoNo
NUVEEN GEORGIA PREMIUM INCOME MUNICIPAL FUND0000899758NPGNoNo
NUVEEN INSURED FLORIDA PREMIUM INCOME MUNICIPAL FUND0000890893NFLNoNo
NUVEEN INSURED NEW YORK PREMIUM INCOME MUNICIPAL FUND INC0000885712NNFNoNo
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND0001219120AVKNoNo
NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 20001145728NBJNoNo
NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND INC0000878200NUONoNo
NUVEEN TEXAS QUALITY INCOME MUNICIPAL FUND0000878201NTXNoNo
PIMCO CORPORATE OPPORTUNITY FUND0001190935PTYNoNo
PIMCO FLOATING RATE INCOME FUND0001244183PFLNoNo
PIMCO Floating Rate Strategy Fund0001296250PFNNoNo
Pioneer Floating Rate Trust0001305767PHDNoNo
PIONEER HIGH INCOME TRUST0001166258PHTNoNo
PUTNAM MANAGED MUNICIPAL INCOME TRUST0000844790PMMNoNo
PUTNAM MUNICIPAL OPPORTUNITIES TRUST0000900422PMONoNo
REAVES UTILITY INCOME FUND0001263994UTGNoNo
TORTOISE ENERGY CAPITAL CORP0001319869TYYNoNo
TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND0001280226TYWNoNo
VAN KAMPEN HIGH INCOME TRUST II0000846671VLTNoNo
VAN KAMPEN SELECT SECTOR MUNICIPAL TRUST0000912022VKLNoNo
WESTERN ASSET PREMIER BOND FUND0001163792WEANoNo
BLACKROCK MUNIYIELD PENNSYLVANIA INSURED FUND0000891038MPANoNo

Recent SEC transactions

Code P identifies a purchase, S a sale and A an award. Awards and open-market purchases describe different events. Use the public availability date when deciding when a researcher could have known about the transaction.

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Up to 50 transactions from the recent two-year owner window.

Source evidence and strategy eligibility

The transactions below come from filings; a historical tracker separately simulates following eligible events. Joint filers can report the same transaction, and an owner can have filings at multiple companies. Public availability, amendment lineage and verified coverage determine which events a historical tracker may use.

Inspect the coverage status above, the filing availability dates and amendment links when defining a historical signal. Follow the issuer CIK and SEC accession to the source transaction.