Public filing record
The filings below are House and Senate periodic transaction reports matched to this member's reviewed identity. 43 disclosed events are on record. Amounts are reported as ranges, not exact trade values.
A transaction date describes when a trade occurred. The public availability date describes when a researcher could first know about it. Disclosures may cover a spouse or dependent and may include later corrections.
| 2017-01-20 | 2016-12-14 | Bank America Corp Repstrg 1/25th PFD Ser U Perpetual FXD /VAR CPN 5.200% Due 7/29/19 DTD 05/20/13 FC 06/01/13 CALL 06/01/[email protected] | sale | not_indicated | C $50,001- $100,000 |
| 2016-12-14 | 2016-11-18 | Bank America Corp Dep. Reps. 1/25th Sens M AFD Repetual F/D/VAT CPN 8.25% Due 12/29/16 STD 4/13/08 Fd 11/15/08 CALL 05/15/18 @ 100.00 | purchase | not_indicated | B $15,001-$50,000 |
| 2016-11-17 | 2016-10-12 | C | purchase | not_indicated | $15,001 - $50,000 |
| 2016-11-17 | 2016-10-11 | FITB | sale | not_indicated | $15,001 - $50,000 |
| 2016-10-18 | 2016-09-27 | ETFC | purchase | not_indicated | $15,001 - $50,000 |
| 2016-10-18 | 2016-09-27 | FITB | sale | not_indicated | $1,001 - $15,000 |
| 2016-05-18 | 2016-04-08 | Goldman Sachs Medium Term Note | purchase | not_indicated | $15,001 - $50,000 |
| 2016-03-18 | 2016-02-11 | BAC | purchase | not_indicated | $50,001 - $100,000 |
| 2016-03-18 | 2016-02-25 | BAC | purchase | not_indicated | $15,001 - $50,000 |
| 2016-03-18 | 2016-02-25 | C | purchase | not_indicated | $15,001 - $50,000 |
| 2016-03-18 | 2016-02-10 | FEDL NATL MTG ASSN | sale | not_indicated | $50,001 - $100,000 |
| 2016-03-18 | 2016-02-24 | GOVT NATL MTG ASSN | sale | not_indicated | $50,001 - $100,000 |
| 2016-02-25 | 2016-01-25 | FITB | purchase | not_indicated | $1,001 - $15,000 |
| 2016-01-14 | 2015-12-11 | ADM | sale | not_indicated | $15,001 - $50,000 |
| 2016-01-14 | 2015-12-22 | Bank America Corp | purchase | not_indicated | $50,001 - $100,000 |
| 2016-01-14 | 2015-12-11 | HD | sale | not_indicated | $15,001 - $50,000 |
| 2016-01-14 | 2015-12-22 | MS | sale | not_indicated | $50,001 - $100,000 |
| 2016-01-14 | 2015-12-11 | PPL CAP FDG INC GTD | sale | not_indicated | $1,001 - $15,000 |
| 2015-12-10 | 2015-11-19 | MORGAN STANLEY REPSTG 1/25th NON CUML | purchase | not_indicated | $50,001 - $100,000 |
| 2015-12-10 | 2015-11-18 | ZIONS BANCORP SER/XXX | sale | not_indicated | $50,001 - $100,000 |
| 2015-10-09 | 2015-09-30 | FTBXL | purchase | not_indicated | $15,001 - $50,000 |
| 2015-10-09 | 2015-09-22 | GS | purchase | not_indicated | $15,001 - $50,000 |
| 2015-07-17 | 2015-06-05 | BKCC | purchase | not_indicated | $1,001 - $15,000 |
| 2015-06-19 | 2015-05-08 | AMSYF | sale | not_indicated | $1,001 - $15,000 |
| 2015-05-06 | 2015-04-27 | Triangle Capitol Corp | purchase | not_indicated | $15,001 - $50,000 |
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Recent disclosed events; this is a bounded preview of the filing history.
Trade date and public availability
Compare events using their first public availability rather than the trade date. A disclosure does not establish a trading recommendation, a member's complete portfolio, or the return of copying that trade.
