SEC reporting owner

KADLEC THOMAS R SEC insider disclosures

Reporting owner CIK	0001241134
Issuers	21
Qualifying disclosures	17
Public purchases	13
Recent-window purchases	2
Recent-window sales	0
Last public filing	2025-11-05
Coverage	verified
Directory rank	11,716

Issuer relationships

FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (FCT)
ENERGY INCOME & GROWTH FUND (FEN)
First Trust/Fiduciary Asset Management Covered Call Fund (FFA)
FIRST TRUST MORTGAGE INCOME FUND (FMY)
FIRST TRUST STRATEGIC HIGH INCOME FUND II (FHY)
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND (MFD)
FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUND (FPI)
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND (FEO)
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND (FAM)
FIRST TRUST VALUE LINE DIVIDEND FUND (FVD)

Recent SEC transactions

Publicly available	Trade date	Ticker	Code	Shares	Reported value
2025-11-04	2025-10-31	FMY	P	503	Not reported
2025-10-14	2025-10-10	FMY	P	242	Not reported

Public filing evidence only. NexusTrade's simulated follower strategies are hypothetical, modeled results — not live trading returns and not investment advice.