SEC reporting owner
Swanson David SEC insider disclosures
| Reporting owner CIK | 0001298613 |
|---|
| Issuers | 9 |
|---|
| Qualifying disclosures | 6 |
|---|
| Public purchases | 6 |
|---|
| Recent-window purchases | 0 |
|---|
| Recent-window sales | 1 |
|---|
| Last public filing | 2026-10-05 |
|---|
| Coverage | verified |
|---|
| Directory rank | 10,395 |
|---|
Issuer relationships
- Calamos Asset Management, Inc. /DE/ (CLMS)
- RIVERNORTH OPPORTUNITIES FUND, INC. (RIV)
- RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI)
- RiverNorth Managed Duration Municipal Income Fund, Inc. (RMM)
- RiverNorth Marketplace Lending Corp (RSF)
- RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP, OPPA, OPP.A)
- RiverNorth Flexible Municipal Income Fund, Inc. (RFM)
- RiverNorth Flexible Municipal Income Fund II, Inc. (RFMX)
- RiverNorth Managed Duration Municipal Income Fund II, Inc. (RMMZ)
Recent SEC transactions
| Publicly available | Trade date | Ticker | Code | Shares | Reported value |
|---|
| 2026-06-23 | 2026-05-26 | OPP.A | S | 505 | Not reported |
Public filing evidence only. NexusTrade's simulated follower strategies are hypothetical, modeled results — not live trading returns and not investment advice.